Dennis J. Mcglynn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis James Mcglynn, who also goes by Dennis Mcglynn, was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 2005. Dennis had worked at 4 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 12, 2018 - March 31, 2020
MML DISTRIBUTORS, LLC
December 23, 2014 - October 27, 2017
MML DISTRIBUTORS, LLC
February 5, 2014 - November 13, 2014
SIGNATOR INVESTORS, INC.
January 14, 2014 - November 13, 2014
SIGNATOR INVESTORS, INC.
December 21, 2007 - January 8, 2014
MSI FINANCIAL SERVICES, INC.
August 31, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
August 31, 2005 - January 8, 2014
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 10/16/2022
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
MML DISTRIBUTORS, LLC
CRD#: 38030 / SEC#: , 8-48203
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | MEMBER | |
| BAGGETTA, VINCENT COSIMO | CHIEF RISK OFFICER | 2431743 |
| DUCH III, EDWARD KARL | CHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT | 4808341 |
| MASSMUTUAL HOLDING LLC | MEMBER | |
| PUHALA, JAMES | CHIEF COMPLIANCE OFFICER | 5290483 |
| RISPOLI, FRANK JOSEPH | CHIEF FINANCIAL OFFICER AND TREASURER | 4364402 |
| STEELE, DOUGLAS ROBERT | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 5026710 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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