Donald D. Hawkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donald Dean Hawkins was a registered financial professional .
Donald is a previously registered financial professional and started their career in finance in 1976. Donald had worked at 5 firms and has passed the Series 40 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 1980 - August 14, 1981
STIX & CO., INC.
October 24, 1978 - July 28, 1979
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
May 10, 1978 - July 17, 1978
FIDELITY SECURITIES, INCORPORATED
September 14, 1976 - August 11, 1977
WINTERS & COMPANY, INC.
January 29, 1976 - January 17, 1978
G. L. BARTLETT & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 1/26/1977
Registered Principal ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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