Michael W. Mischler

GEMMER ASSET MANAGEMENT LLC

Walnut Creek, CA 94596

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CRD#: 5008551

Professional summary

Michael Walter Mischler is a registered financial advisor currently at GEMMER ASSET MANAGEMENT LLC located in Walnut Creek, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Michael has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Walter Mischler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 23, 2021 - Present

GEMMER ASSET MANAGEMENT LLC

Office #1: 1655 North Main St Suite 360, Walnut Creek, CA 94596

RIA

CRD#: 109034

Walnut Creek, CA

Past

October 27, 2009 - December 13, 2013

MISCHLER FINANCIAL GROUP, INC.

CRD#: 37818

IRVINE, CA

Past

April 14, 2009 - October 23, 2009

J.P. MORGAN SECURITIES LLC

CRD#: 79

SAN FRANCISCO, CA

Past

July 2, 2007 - April 23, 2009

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

SAN FRANCISCO, CA

Past

September 16, 2005 - June 18, 2007

MISCHLER FINANCIAL GROUP, INC.

CRD#: 37818

CORONA DEL MAR, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GEMMER ASSET MANAGEMENT LLC

GEMMER ASSET MANAGEMENT LLC | WRIGHT WEALTH MANAGEMENT LLC | JURIS WEALTH

CRD#: 109034 / SEC#: 801-56517

RIA

Registered Investment Advisory firm - (5/21/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/23/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/21/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/15/2005

General Securities Representative Examination

Current Firm

GEMMER ASSET MANAGEMENT LLC

GEMMER ASSET MANAGEMENT LLC | WRIGHT WEALTH MANAGEMENT LLC | JURIS WEALTH

CRD#: 109034 / SEC#: 801-56517

RIA

Registered Investment Advisory firm - (5/21/1999 Approved)

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Contact information

Main Address

1655 North Main St Suite 360, Walnut Creek, CA 94596

Mailing Address

Phone number

(925) 933-3786

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/17/2025)

Regulatory assets under management

Total Number of Accounts	3,663
AUM (Assets Under Management)	$ 2,011,228,822

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Michael W. Mischler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Walter Mischler's CRS (Customer Relationship Summary).

Certified licenses

Experience

GEMMER ASSET MANAGEMENT LLC

MISCHLER FINANCIAL GROUP, INC.

J.P. MORGAN SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

MISCHLER FINANCIAL GROUP, INC.

Primary Firm SEC Registration

GEMMER ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/21/2005

Series 7

Date: 9/15/2005

Current Firm

GEMMER ASSET MANAGEMENT LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GEMMER ASSET MANAGEMENT LLC

TRUST BUT VERIFY

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