Joseph G. Ciaccio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Gaspare Ciaccio was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1976. Joseph had worked at 8 firms and has passed the Series 63 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2000 - September 6, 2017
BUTLER MUNI, LLC
December 5, 1996 - October 13, 1999
MINT BROKERS
November 21, 1996 - October 14, 1999
CANTOR FITZGERALD SECURITIES
October 22, 1996 - November 13, 1996
MINT BROKERS
October 21, 1996 - November 12, 1996
CANTOR FITZGERALD SECURITIES
May 30, 1991 - October 22, 1996
EMR SECURITIES, INC.
September 14, 1990 - May 6, 1991
TITUS & DONNELLY LLC
January 29, 1990 - August 23, 1990
GMS GROUP
September 6, 1978 - December 11, 1989
PRUDENTIAL EQUITY GROUP, LLC
March 5, 1976 - July 27, 1979
NORTHROP MUNICIPALS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUTLER MUNI, LLC
CRD#: 7389 / SEC#: , 8-21620
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LARSEN, DANE ALLAN | CHIEF COMPLIANCE OFFICER | |
| LARSEN, DANE ALLAN | MANAGING MEMBER | |
| WHITE, KARYN MARIE | FINOP S-27 | 1628494 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
