ND
Neal G. Davis
OXFORD FINANCIAL GROUP, LTD
CINCINNATI, OH 45202
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CRD#: 5008386
ND
Professional summary
Neal Gregg Davis, CFA, who also goes by Neal Davis, Neal G. Davis, is a registered financial advisor currently at OXFORD FINANCIAL GROUP, LTD located in Cincinnati, Ohio.
Neal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Neal has worked at 4 firms and has passed the Series 65, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Neal Davis | Neal G. Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Neal Gregg Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 17, 2025 - Present
OXFORD FINANCIAL GROUP, LTD
Office #1: 221 E 4th St, Cincinnati, OH 45202RIA
CRD#: 105303
CINCINNATI, OH
Past
January 25, 2022 - December 11, 2025
FORT WASHINGTON INVESTMENT ADVISORS INC
RIA
CRD#: 107126
CINCINNATI, OH
Past
July 16, 2013 - September 28, 2021
BUCKINGHAM CAPITAL MANAGEMENT, INC.
RIA
CRD#: 117984
DAYTON, OH
Past
September 19, 2005 - November 4, 2009
FIS BROKERAGE & SECURITIES SERVICES LLC
BD
CRD#: 104162
HOBOKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OF
OXFORD FINANCIAL GROUP, LTD
FAMILY OFFICE SERVICES OF OXFORD | THE OXFORD GROUP, LTD | THE OXFORD FAMILY OFFICE | PHILANTHROPIC COUNSEL OF OXFORD | OXFORD WEALTH ADVISORS | OXFORD GROUP, LTD | OXFORD GROUP LTD | OXFORD FINANCIAL GROUP, LTD. LLC | OXFORD FINANCIAL GROUP, LTD | OXFORD FINANCIAL ADVISORS CORPORATION | OXFORD FINANCIAL ADVISORS | INVESTMENT SERVICES OF OXFORD
CRD#: 105303 / SEC#: 801-20692
RIA
Registered Investment Advisory firm - (2/7/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(12/17/2025)
IAR
Ohio(12/17/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 55
Date: 9/8/2005
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Current Firm
OF
OXFORD FINANCIAL GROUP, LTD
FAMILY OFFICE SERVICES OF OXFORD | THE OXFORD GROUP, LTD | THE OXFORD FAMILY OFFICE | PHILANTHROPIC COUNSEL OF OXFORD | OXFORD WEALTH ADVISORS | OXFORD GROUP, LTD | OXFORD GROUP LTD | OXFORD FINANCIAL GROUP, LTD. LLC | OXFORD FINANCIAL GROUP, LTD | OXFORD FINANCIAL ADVISORS CORPORATION | OXFORD FINANCIAL ADVISORS | INVESTMENT SERVICES OF OXFORD
CRD#: 105303 / SEC#: 801-20692
RIA
Registered Investment Advisory firm - (2/7/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11711 North Meridian Street Suite 600, Carmel, IN 46032
Mailing Address
P. O. Box 80238, Indianapolis, IN 46280-0238
Phone number
(317) 843-5678
Established
Firm type
Fiscal year end
# of Employees
154
SEC notice filing (27 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,467 |
| AUM (Assets Under Management) | $ 19,650,381,670 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2026 | ||
| 04/16/2025 | ||
| 03/28/2025 | ||
| 03/15/2024 | ||
| 03/24/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OXFORD FINANCIAL GROUP, LTD
CRD#: 105303Cincinnati, OH 45202TRUST BUT VERIFY
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