Neal Davis

FORT WASHINGTON INVESTMENT ADVISORS

CINCINNATI, OH 45202

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CRD#: 5008386

Professional summary

Neal Davis, CFA is a registered financial advisor currently at FORT WASHINGTON INVESTMENT ADVISORS INC located in Cincinnati, Ohio.

Neal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Neal has worked at 3 firms and has passed the Series 65, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neal Davis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

January 25, 2022 - Present

FORT WASHINGTON INVESTMENT ADVISORS INC

Office #1: 303 Broadway Suite 1200, Cincinnati, OH 45202

RIA

CRD#: 107126

CINCINNATI, OH

Past

July 16, 2013 - September 28, 2021

BUCKINGHAM CAPITAL MANAGEMENT, INC.

RIA

CRD#: 117984

DAYTON, OH

Past

September 19, 2005 - November 4, 2009

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

HOBOKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FORT WASHINGTON INVESTMENT ADVISORS INC

CRD#: 107126 / SEC#: 801-37235

RIA

Registered Investment Advisory firm - (9/14/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/25/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/1/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 55

Date: 9/8/2005

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 8/15/2005

General Securities Representative Examination

Current Firm

FORT WASHINGTON INVESTMENT ADVISORS INC

CRD#: 107126 / SEC#: 801-37235

RIA

Registered Investment Advisory firm - (9/14/1990 Approved)

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Contact information

Main Address

303 Broadway Suite 1200, Cincinnati, OH 45202

Mailing Address

P.o. Box 2388, Cincinnati, OH 45201-2388

Phone number

(513) 361-7600

Established

Firm type

Fiscal year end

# of Employees

154

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORT WASHINGTON INVESTMENT ADVISORS FORM ADV PART 2A (10/31/2025)

FORM CRS (5/1/2025)

Regulatory assets under management

Total Number of Accounts	4,674
AUM (Assets Under Management)	$ 84,948,848,163

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/30/2025	Cover Page	Report
11/04/2024	Cover Page	Report
06/30/2023	Cover Page	Report
11/04/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Neal Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neal Davis's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORT WASHINGTON INVESTMENT ADVISORS INC

BUCKINGHAM CAPITAL MANAGEMENT, INC.

FIS BROKERAGE & SECURITIES SERVICES LLC

Primary Firm SEC Registration

FORT WASHINGTON INVESTMENT ADVISORS INC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/1/2012

Series 55

Date: 9/8/2005

Series 7

Date: 8/15/2005

Current Firm

FORT WASHINGTON INVESTMENT ADVISORS INC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FORT WASHINGTON INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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