Laura E. Hemphill

LEH ADVISORS LLC

Brooklyn, NY

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CRD#: 5008315

Professional summary

Laura Elizabeth Hemphill, who also goes by Laura Elizabeth Hammond, is a registered financial advisor currently at LEH ADVISORS LLC located in Brooklyn, New York.

Laura is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Laura has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Laura Elizabeth Hammond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Elizabeth Hemphill's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2023 - Present

LEH ADVISORS LLC

RIA

CRD#: 326909

Brooklyn, NY

Past

September 30, 2005 - March 9, 2007

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(10/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/19/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/30/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/29/2005

General Securities Representative Examination

Current Firm

LEH ADVISORS LLC

CRD#: 326909 / SEC#:

New York

Registered Investment Advisory firm - (10/13/2023 Approved)

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Contact information

Main Address

Brooklyn, NY

Mailing Address

Phone number

(917) 902-2068

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Laura E. Hemphill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Laura Elizabeth Hemphill's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEH ADVISORS LLC

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/19/2023

Series 63

Date: 1/30/2006

Series 7

Date: 9/29/2005

Current Firm

LEH ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

LEH ADVISORS LLC

TRUST BUT VERIFY

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