Herman Goldsmith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Herman Goldsmith was a registered financial professional .
Herman is a previously registered financial professional and started their career in finance in 1985. Herman had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 1988 - May 25, 1989
WELLSHIRE SECURITIES, INC.
June 8, 1988 - October 25, 1988
ALLIED CAPITAL GROUP, INC.
July 31, 1987 - February 10, 1988
FITZGERALD, TALMAN, INC.
June 5, 1987 - July 25, 1987
HAMILTON, GRANT & COMPANY, INC.
October 25, 1985 - March 3, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
October 7, 1985 - October 22, 1985
GENERAL AMERICAN SECURITIES, INC.
May 23, 1985 - September 30, 1985
R.H. STEWART & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WELLSHIRE SECURITIES, INC.
CRD#: 17939 / SEC#: , 8-35938
Contact information
Documents
Red Flags
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