Lindsey M. Cooksen

COOKSEN WEALTH

The Woodlands, TX 77380

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CRD#: 5007864

Professional summary

Lindsey Maynard Cooksen, CFP®, who also goes by Lindsey Maynard, is a registered financial advisor currently at COOKSEN WEALTH, LLC located in The Woodlands, Texas.

Lindsey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Lindsey has worked at 2 firms and has passed the Series 66, SIE, Series 3, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lindsey Maynard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Targa Resources Corp., Investment Related, Independent Director, start date June 2020, less than 10 hours a month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Maynard Cooksen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

April 23, 2019 - Present

COOKSEN WEALTH, LLC

Office #1: 1790 Hughes Landing, The Woodlands, TX 77380

RIA

CRD#: 300451

The Woodlands, TX

Past

September 30, 2009 - April 24, 2019

MORGAN STANLEY

RIA

CRD#: 149777

THE WOODLANDS, TX

Past

September 17, 2009 - April 24, 2019

MORGAN STANLEY

CRD#: 149777

THE WOODLANDS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COOKSEN WEALTH, LLC

COOKSEN WEALTH, LLC | GREENLEAF WEALTH, LLC

CRD#: 300451 / SEC#: 801-128131

RIA

Registered Investment Advisory firm - (6/8/2023 Approved)

California

Registered Investment Advisory firm - (7/9/2023 Terminated)

Florida

Registered Investment Advisory firm - (6/9/2023 Terminated)

Texas

Registered Investment Advisory firm - (6/9/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/29/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/17/2015

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 10/5/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/16/2009

General Securities Representative Examination

Current Firm

COOKSEN WEALTH, LLC

COOKSEN WEALTH, LLC | GREENLEAF WEALTH, LLC

CRD#: 300451 / SEC#: 801-128131

RIA

Registered Investment Advisory firm - (6/8/2023 Approved)

California

Registered Investment Advisory firm - (7/9/2023 Terminated)

Florida

Registered Investment Advisory firm - (6/9/2023 Terminated)

Texas

Registered Investment Advisory firm - (6/9/2023 Terminated)

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Contact information

Main Address

1790 Hughes Landing Boulevard Suite 400, The Woodlands, TX 77380

Mailing Address

Phone number

(832) 592-2554

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR COOKSEN WEALTH, LLC (2/21/2025)

Regulatory assets under management

Total Number of Accounts	319
AUM (Assets Under Management)	$ 178,854,598

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lindsey M. Cooksen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lindsey Maynard Cooksen's CRS (Customer Relationship Summary).

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

Primary Firm SEC Registration

COOKSEN WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/29/2009

SIE

Date: 10/1/2018

Series 3

Date: 8/17/2015

Series 31

Date: 10/5/2009

Series 7

Date: 9/16/2009

Current Firm

COOKSEN WEALTH, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COOKSEN WEALTH, LLC

TRUST BUT VERIFY

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