Ned M. Emmons

M. E. ALLISON & CO.

San Antonio, TX 78209

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CRD#: 500786

Professional summary

Ned Murphy Emmons is a registered financial advisor currently at M. E. ALLISON & CO., INC. located in San Antonio, Texas.

Ned is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Ned has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PARTS BY MURF, NOT INVESTMENT RELATED. AR-15 RIFLE PARTS. TWO TABLES A THE LOCAL GUNS SHOW, BUY AND SELL AR-15 RIFLES PARTS. 2 DAYS A MONTH, COMPENSATION VARIES. OCCASIONAL SALE OF LEVEL TERM LIFE INSURANCE TO EXISTING OR PROSPECTIVE CLIENTS ON AS-NEEDED BASIS; START 10/1/18, 0-5 HR/MNTH, $0-750/YR COMPENSATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ned Murphy Emmons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Ned Murphy Emmons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 28, 2015 - Present

M. E. ALLISON & CO., INC.

Office #1: 950 E. Basse Road 2nd Fl., San Antonio, TX, 78209Office #2: 950 E. Basse Road 2nd Fl., San Antonio, TX, 78209

RIA

CRD#: 1047

San Antonio, TX

Current

September 28, 2015 - Present

M. E. ALLISON & CO., INC.

Office #1: 950 East Basse Road Second Floor, San Antonio, TX 78209-1831Office #2: 950 E. Basse Road 2nd Fl., San Antonio, TX, 78209

RIA

CRD#: 1047

San Antonio, TX

Past

February 8, 2007 - October 28, 2015

HILLTOP SECURITIES INC.

RIA

CRD#: 6220

SAN ANTONIO, TX

Past

October 11, 2004 - December 31, 2005

HILLTOP SECURITIES INC.

RIA

CRD#: 6220

SAN ANTONIO, TX

Past

March 26, 1998 - October 28, 2015

HILLTOP SECURITIES INC.

CRD#: 6220

SAN ANTONIO, TX

Past

January 27, 1995 - March 17, 1998

PRINCIPAL FINANCIAL SECURITIES,INC.

CRD#: 260

DALLAS, TX

Past

March 27, 1990 - January 4, 1995

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 8, 1982 - April 5, 1990

M. E. ALLISON & CO., INC.

CRD#: 1047

SAN ANTONIO, TX

Past

September 13, 1978 - October 25, 1982

ROTAN MOSLE INC.

CRD#: 727

Past

October 3, 1977 - August 23, 1978

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

Past

November 30, 1976 - April 11, 1977

WESTCAP SECURITIES, L.P.

CRD#: 7301

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

M. E. ALLISON & CO., INC.

CRD#: 1047 / SEC#: 801-129805, 8-1402

RIA

Registered Investment Advisory firm - SEC (3/29/2024 Approved)

Texas

Registered Investment Advisory firm - SEC (7/8/2024 Terminated)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/28/2015)

California
(9/28/2015)

Colorado
(9/28/2015)

Florida
(9/28/2015)

Kansas
(3/4/2021)

Kentucky
(10/5/2015)

Louisiana
(8/22/2017)

New Mexico
(9/28/2015)

Texas
(9/28/2015)

IAR

Texas
(9/28/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/9/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/11/1990

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/1977

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

M. E. ALLISON & CO., INC.

CRD#: 1047 / SEC#: 801-129805, 8-1402

RIA

Registered Investment Advisory firm - SEC (3/29/2024 Approved)

Texas

Registered Investment Advisory firm - SEC (7/8/2024 Terminated)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

950 East Basse Road Second Floor, San Antonio, TX 78209

Mailing Address

950 East Basse Road Second Floor, San Antonio, TX 78209-1831

Phone number

(210) 930-4000

Established

Texas since 03/09/1946

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (2 States and Territories)

FINRA licenses (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MEA FORM ADV PART 2A (3/24/2025)

Direct owners and executive officers

Name	Position	CRD#
ALLISON, CHARLES BENNETT	DIRECTOR	4615330
ALLISON, CHRISTOPHER RUMSEY	CEO/CCO	2278380
MURPHY, LINDE ALLEN	PRESIDENT/CCO	4049529

Regulatory assets under management

Total Number of Accounts	405
AUM (Assets Under Management)	$ 287,435,346

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ned M. Emmons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ned Murphy Emmons's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Ned Murphy Emmons's CRS (Customer Relationship Summary).

Certified licenses

Experience

M. E. ALLISON & CO., INC.

HILLTOP SECURITIES INC.

HILLTOP SECURITIES INC.

HILLTOP SECURITIES INC.

PRINCIPAL FINANCIAL SECURITIES,INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

M. E. ALLISON & CO., INC.

ROTAN MOSLE INC.

RAUSCHER PIERCE REFSNES, INC.

WESTCAP SECURITIES, L.P.

Primary Firm SEC Registration

M. E. ALLISON & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/9/1994

Series 63

Date: 5/11/1990

SIE

Date: 10/1/2018

Series 7

Date: 9/17/1977

FINRA

Current Firm

M. E. ALLISON & CO., INC.

Contact information

SEC notice filing (2 States and Territories)

FINRA licenses (16 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

M. E. ALLISON & CO., INC.

TRUST BUT VERIFY

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