Gregory W. Day
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Wilson Day, who also goes by Greg W Day, Greg Day, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1982. Gregory had worked at 18 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2016 - October 4, 2017
DINOSAUR FINANCIAL GROUP, L.L.C
June 1, 2016 - July 13, 2016
HALEN CAPITAL
October 11, 2013 - April 20, 2016
HALEN CAPITAL
May 7, 2012 - November 9, 2012
HALEN CAPITAL
July 18, 2011 - January 3, 2012
H.C.WAINWRIGHT & CO., LLC
August 9, 2002 - June 7, 2011
LPE SECURITIES, LLC
March 22, 1999 - September 20, 2000
SUNCOAST CAPITAL GROUP, LTD.
October 30, 1998 - February 19, 1999
CAPITAL INTERNATIONAL SECURITIES GROUP, INC.
June 16, 1997 - March 3, 1998
CAMBRIDGE CAPITAL, LLC
February 29, 1996 - April 7, 1997
FIRST UNION CAPITAL MARKETS CORP.
February 28, 1996 - April 7, 1997
FIRST UNION CAPITAL MARKETS CORP.
February 2, 1996 - February 16, 1996
AMERICAN INVESTMENT SERVICES, INC.
February 6, 1995 - May 12, 1995
LCP CAPITAL CORP.
February 26, 1994 - October 11, 1994
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 16, 1993 - February 10, 1994
GRUNTAL & CO., L.L.C.
October 21, 1992 - May 13, 1993
RAYMOND JAMES & ASSOCIATES, INC.
September 30, 1991 - August 19, 1992
MORGAN STANLEY DW INC.
October 17, 1988 - February 6, 1990
LEGG MASON WOOD WALKER, INCORPORATED
August 14, 1987 - October 17, 1988
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
October 8, 1985 - September 1, 1987
MORGAN KEEGAN & COMPANY, LLC
October 19, 1983 - September 10, 1985
MORGAN STANLEY DW INC.
January 22, 1982 - January 29, 1982
MORGAN STANLEY DW INC.
January 5, 1982 - September 21, 1983
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 11/23/1976
Registered Representative ExaminationCurrent Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
