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LM

Lance D. Murray

IHT SECURITIES
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 5007605
LM

Professional summary

Lance Devin Murray, who also goes by Lance D Murray, is a registered financial professional currently at IHT SECURITIES, LLC located in Chicago, Illinois.

Lance is registered as a RR (Registered Representative) and started their career in finance in 2009. Lance has worked at 5 firms and has passed the SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lance D Murray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lance Devin Murray's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 18, 2022 - Present

IHT SECURITIES, LLC

Office #1: 123 N. Wacker Dr. Suite 2300, Chicago, IL 60606
BD
CRD#: 297984
Chicago, IL
Past

May 30, 2016 - January 2, 2022

HIGHTOWER SECURITIES, LLC

BD
CRD#: 116681
CHICAGO, IL
Past

September 14, 2009 - February 18, 2010

MARKET WISE SECURITIES, LLC

BD
CRD#: 45269
CHICAGO, IL
Past

September 14, 2009 - November 22, 2010

TERRA NOVA FINANCIAL, LLC

BD
CRD#: 37761
NEW YORK, NY
Past

January 6, 2009 - June 25, 2009

OPTIVER US LLC

BD
CRD#: 128030
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 5/28/2016
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/28/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

IS
IHT SECURITIES, LLC
IHT SECURITIES, LLC

CRD#: 297984 / SEC#: , 8-70256

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606
Mailing Address
123 N. Wacker Dr. Suite 2300, Chicago, IL 60606
Phone number
(855) 295-2828
Established
Illinois since 11/16/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DUDASH, STEVEN JOHNCEO AND MANAGING MEMBER3236757
LEYTON, CORIANNECHIEF OPERATIONS OFFICER6016211
MURRAY, LANCE DEVINCHIEF COMPLIANCE OFFICER5007605

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IHT SECURITIES, LLC

CRD#: 297984Chicago, IL 60606

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