Kimberly J. Feul
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kimberly Joy Feul, who also goes by Feul Joy Kimberly, Feul Kimberly, Kimberly Joy Sovik-siemens, Kimberly J Sovik-siemens, was a registered financial professional .
Kimberly is a previously registered financial professional and started their career in finance in 2005. Kimberly had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2020 - November 15, 2021
ARENA ADVISORS LLC
June 16, 2017 - April 11, 2018
NATIONAL PLANNING CORPORATION
January 23, 2017 - April 11, 2018
SII INVESTMENTS, INC.
January 23, 2017 - April 11, 2018
NATIONAL PLANNING CORPORATION
January 23, 2017 - April 11, 2018
INVESTMENT CENTERS OF AMERICA, INC.
January 23, 2017 - April 11, 2018
INVEST FINANCIAL CORPORATION
June 3, 2009 - January 3, 2017
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
April 17, 2009 - June 1, 2009
VOYA FINANCIAL ADVISORS, INC.
June 7, 2006 - June 24, 2008
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 22, 2005 - June 7, 2006
OSAIC FS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARENA ADVISORS LLC
CRD#: 304955 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 175,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
