Walker N. Moody
Professional summary
Walker Nelson Moody, who also goes by Walker N Moody, is a registered financial professional currently at PEP ADVISORY LLC located in Houston, Texas.
Walker is registered as a RR (Registered Representative) and started their career in finance in 2005. Walker has worked at 5 firms and has passed the Series 66, Series 79TO, SIE, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Walker Nelson Moody's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2021 - Present
PEP ADVISORY LLC
Office #1: 100 Waugh Drive Suite 600, Houston, TX 77007Office #2: 100 Waugh Drive Suite 600, Houston, TX 77007December 16, 2020 - July 30, 2021
PICKERING ENERGY PARTNERS BD LP
April 1, 2011 - March 30, 2018
TPH ASSET MANAGEMENT LLC
June 28, 2010 - September 9, 2019
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC
October 26, 2005 - June 30, 2010
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/5/2021)
(8/3/2021)
Exams
Series 79TO
Date: 10/30/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PEP ADVISORY LLC
CRD#: 166636 / SEC#: , 8-69224
Contact information
FINRA licenses (25 States and Territories)
Documents
Red Flags
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