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RB

Robert L. Boggess

QUINCY WELLS CAPITAL
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 5007422
RB

Professional summary

Robert Lee Boggess, who also goes by Bob Boggess, Robert L Boggess, is a registered financial professional currently at QUINCY WELLS CAPITAL, LLC located in Chicago, Illinois.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2005. Robert has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bob Boggess | Robert L Boggess

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Lee Boggess's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 1, 2026 - Present

QUINCY WELLS CAPITAL, LLC

Office #1: 145 South Wells Ste 1301, Chicago, IL 60606
BD
CRD#: 334163
CHICAGO, IL
Past

May 1, 2020 - May 1, 2026

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
Seattle, WA
Past

March 16, 2020 - May 4, 2020

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

May 7, 2018 - December 31, 2018

FRANKLIN ALPHA LLC

RIA
CRD#: 292962
SEATTLE, WA
Past

February 8, 2018 - March 16, 2020

GREAT POINT CAPITAL LLC

BD
CRD#: 114203
CHICAGO, IL
Past

March 18, 2014 - February 8, 2018

COLONY PARK FINANCIAL SERVICES LLC.

RIA
CRD#: 41534
SEATLE, WA
Past

May 9, 2013 - March 11, 2014

SANDLAPPER WEALTH MANAGEMENT, LLC

RIA
CRD#: 164443
SEATTLE, WA
Past

February 21, 2013 - February 8, 2018

SANDLAPPER SECURITIES, LLC

BD
CRD#: 137906
SEATTLE, WA
Past

January 2, 2013 - February 21, 2013

CONCORDE ASSET MANAGEMENT, LLC

RIA
CRD#: 140367
SEATTLE, WA
Past

January 2, 2013 - February 21, 2013

CONCORDE INVESTMENT SERVICES, LLC

BD
CRD#: 151604
SEATTLE, WA
Past

October 6, 2011 - December 31, 2012

CL WEALTH MANAGEMENT LLC

RIA
CRD#: 134922
SCHAUMBURG, IL
Past

May 31, 2011 - December 31, 2012

ALLIED BEACON PARTNERS, INC.

BD
CRD#: 46227
RICHMOND, VA
Past

September 15, 2009 - April 27, 2011

OMNI BROKERAGE, INC.

BD
CRD#: 16878
SEATTLE, WA
Past

August 9, 2005 - September 16, 2009

WELTON STREET INVESTMENTS LLC

BD
CRD#: 132111
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/1/2026)
RR
Florida
(5/5/2026)
RR
Iowa
(5/1/2026)
RR
Kansas
(5/1/2026)
RR
Ohio
(5/1/2026)
RR
Texas
(5/1/2026)
RR
Virginia
(5/1/2026)
RR
Washington
(5/4/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/13/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/4/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/4/2009
General Securities Representative Examination
General Industry/Product Exam
RR
Series 62
Date: 7/2/2009
Corporate Securities Limited Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 8/8/2005
Direct Participation Programs Representative Examination
SRO Registrations
RR
FINRA

Current Firm

QW
QUINCY WELLS CAPITAL, LLC
QUINCY WELLS CAPITAL, LLC

CRD#: 334163 / SEC#: , 8-71322

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
PREMIUM
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Contact information

Main Address
145 South Wells Ste 1301, Chicago, IL 60606
Mailing Address
145 South Wells Ste 1301, Chicago, IL 60606
Phone number
(312) 356-4871
Established
Delaware since 09/13/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (32 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
QUINCY WELLS GROUP, LLCOWNER
NEPPEL, JOHN PAULPRESIDENT5008476
FRAME, JONATHANCHIEF COMPLIANCE OFFICER3057547
REYNOLDS, MATTHEW MARKFINOP4077413

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

QUINCY WELLS CAPITAL, LLC

CRD#: 334163Chicago, IL 60606

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