Robert L. Boggess
Professional summary
Robert Lee Boggess, who also goes by Bob Boggess, Robert L Boggess, is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Seattle, Washington.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2005. Robert has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 62 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Lee Boggess's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2020 - Present
GREAT POINT CAPITAL LLC
Office #1: 2312 Eastlake Ave E, Seattle, WA 98102March 16, 2020 - May 4, 2020
EMERSON EQUITY LLC
May 7, 2018 - December 31, 2018
FRANKLIN ALPHA LLC
February 8, 2018 - March 16, 2020
GREAT POINT CAPITAL LLC
March 18, 2014 - February 8, 2018
COLONY PARK FINANCIAL SERVICES LLC.
May 9, 2013 - March 11, 2014
SANDLAPPER WEALTH MANAGEMENT, LLC
February 21, 2013 - February 8, 2018
SANDLAPPER SECURITIES, LLC
January 2, 2013 - February 21, 2013
CONCORDE ASSET MANAGEMENT, LLC
January 2, 2013 - February 21, 2013
CONCORDE INVESTMENT SERVICES, LLC
October 6, 2011 - December 31, 2012
CL WEALTH MANAGEMENT LLC
May 31, 2011 - December 31, 2012
ALLIED BEACON PARTNERS, INC.
September 15, 2009 - April 27, 2011
OMNI BROKERAGE, INC.
August 9, 2005 - September 16, 2009
WELTON STREET INVESTMENTS LLC
State Registrations and Notice Filings
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Exams
Series 62
Date: 7/2/2009
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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