AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
TL

Tim Carl Lemke

T3 TRADING GROUP
MILLBURN, NJ
·CRD# 5007416·19 years registered

Professional Summary

Tim Carl Lemke, who also goes by Timothy C Lemke, Timothy Carl Lemke, is a registered financial advisor currently at T3 TRADING GROUP, LLC located in Millburn, New Jersey. Tim is registered as a RR (Registered Representative) and started their career in finance in 2007. Tim has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 56 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Timothy C Lemke, Timothy Carl Lemke

Blog Corner

More Resources

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
View profile
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Years of Experience

19 years registered in the securities industry

Current & Past Employments

Current

T3 TRADING GROUP, LLCCurrent·CRD# 154431
BD
348 Millburn Avenue, Millburn, NJ 07041
October 21, 2019 - Present

Past

T3 TRADING GROUP, LLCPast·CRD# 154431
BD
Atlanta, GA
November 7, 2014 - October 18, 2019
WTS PROPRIETARY TRADING GROUP LLCPast·CRD# 148117
BD
New York, NY
December 16, 2013 - November 7, 2014
OPUS TRADING FUND LLCPast·CRD# 125204
BD
Jericho, NY
May 28, 2007 - January 8, 2008

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Current Firm

TT
T3 TRADING GROUP, LLC

T3 TRADING GROUP, LLC | TITUS SECURITIES, LLC

CRD#: 154431 / SEC#: 8-68639
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

88 Pine Street 23rd Floor, New York, NY 10005

Mailing Address

88 Pine Street 23rd Floor, New York, NY 10005

Phone Number

(646) 346-1700

Established

Delaware since 06/08/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
T3 COMPANIES, LLCMEMBER/OWNER—
LI, XIAOYANPRINCIPAL OPERATIONS OFFICER4465893
LI, XIAOYANPRINCIPAL FINANCIAL OFFICER4465893
LI, XIAOYANFINOP4465893
MARQUIS, GARRET CHRISTIANCHIEF EXECUTIVE OFFICER3198686
PIKOWSKI, STEVENCHIEF COMPLIANCE OFFICER1562340
REDLER, SCOTT JASON JRCHIEF STRATEGIC OFFICER2680492

Disclosures

Regulatory Event

3

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2007About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 56 — Proprietary Trader Qualification Examination

Passed Dec 2013

Series 7 — General Securities Representative Examination

Passed May 2007About the Series 7 exam
FINRA
SRO Registrations

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Tim Carl Lemke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

Elizabeth Katz Miller
AdvisorCheck Check Mark
Elizabeth Katz Miller

SUMMIT PLACE FINANCIAL ADVISORS, LLC

SUMMIT, NJ · CRD#
Richard Gaspare Dragotta
AdvisorCheck Check Mark
Richard Gaspare Dragotta

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#
Sungmin Park
AdvisorCheck Check Mark
Sungmin Park

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FLORHAM PARK, NJ · CRD#
Anthony J. Macagna
AdvisorCheck Check Mark
Anthony J. Macagna

LPL FINANCIAL LLC

PARAMUS, NJ · CRD#