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Matthew Damian Bock

CRD# 5007133·Registered 2005 - 2015
Previously Registered: Being a previously registered professional could mean that Matthew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Matthew Damian Bock, who also goes by Matthew Damian Belk, was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 2005 - 2015. Matthew had worked at 3 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Matthew Damian Belk

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

21 years in the financial services industry

Current & Past Employments

HUMBOLDT FINANCIAL LLC·CRD# 148929
RIA
Edmonds, WA
January 31, 2012 - December 31, 2015
HUMBOLDT FINANCIAL LLC·CRD# 148929
RIA
Everett, WA
January 20, 2009 - December 31, 2011
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
RIA
Arcata, CA
May 11, 2007 - December 31, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
Arcata, CA
May 9, 2007 - December 31, 2008
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Bellevue, WA
October 17, 2005 - April 18, 2007
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Bellevue, WA
October 5, 2005 - April 18, 2007

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Current Firm

HF
HUMBOLDT FINANCIAL LLC

HUMBOLDT FINANCIAL LLC

CRD#: 148929

Contact Information

Main Address

Edmonds, WA

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2005About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Oct 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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