Raymond E. Lancaster

ALLY INVEST ADVISORS

Irving, TX

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CRD#: 5007132

Professional summary

Raymond Edward Lancaster, who also goes by Raymond E Lancaster, is a registered financial advisor currently at ALLY INVEST ADVISORS located in Irving, Texas and ALLY INVEST SECURITIES LLC located in Lewisville, Texas.

Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Raymond has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Raymond E Lancaster

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Rental Properties. The address is 10408 Oak Creek Dr Greenville TX 75402; Start Date 11/2017; Role/Title: Owner; Investment Related; 1 hour per month; 0 hours per month during securities trading hours. Duties include verifying rental payments and handling repairs. Ally Invest Securities LLC Start Date 12/9/2022; Support both Ally Invest Securities and Ally Invest Advisors in a dually licensed capacity. Responsibilities include servicing Ally invest customers who may hold self-directed or advisory accounts. 0-20 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Edward Lancaster's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2021 - Present

ALLY INVEST ADVISORS

RIA

CRD#: 170301

Irving, TX

Current

December 16, 2022 - Present

ALLY INVEST SECURITIES LLC

Office #1: 2911 Lake Vista Drive, Lewisville, TX 75067

CRD#: 136131

Lewisville, TX

Past

September 3, 2019 - September 3, 2021

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

CADDO MILLS, TX

Past

September 11, 2018 - September 3, 2021

NYLIFE SECURITIES LLC

CRD#: 5167

CADDO MILLS, TX

Past

May 1, 2012 - July 17, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

LEWISVILLE, TX

Past

November 14, 2007 - July 17, 2018

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

LEWISVILLE, TX

Past

February 14, 2007 - October 31, 2007

EDWARD JONES

RIA

CRD#: 250

PRINCETON, TX

Past

September 27, 2005 - October 31, 2007

EDWARD JONES

CRD#: 250

PRINCETON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLY INVEST ADVISORS

CRD#: 170301 / SEC#: 801-79305

RIA

Registered Investment Advisory firm - (3/27/2014 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Texas
(11/1/2021)

Texas
(12/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/30/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/30/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/17/2023

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLY INVEST ADVISORS

CRD#: 170301 / SEC#: 801-79305

RIA

Registered Investment Advisory firm - (3/27/2014 Approved)

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Contact information

Main Address

601 S. Tryon Street Suite 100, Charlotte, NC 28202

Mailing Address

Phone number

(855) 880-2559

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ALLY INVEST ADVISORS FORM ADV PART 2A (8/4/2025)

Regulatory assets under management

Total Number of Accounts	76,058
AUM (Assets Under Management)	$ 1,389,572,606

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Raymond E. Lancaster

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Edward Lancaster's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLY INVEST SECURITIES LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

ALLY INVEST ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 4/30/2012

Series 63

Date: 9/30/2005

SIE

Date: 10/1/2018

Series 7

Date: 9/26/2005

Series 24

Date: 3/17/2023

FINRA

Current Firm

ALLY INVEST ADVISORS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLY INVEST ADVISORS

TRUST BUT VERIFY

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