EA
Erick J. Arnett
BROOKSTONE WEALTH ADVISORS
Spring Hill, FL 34606
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CRD#: 5007131
EA
Professional summary
Erick J Arnett is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Spring Hill, Florida.
Erick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Erick has worked at 6 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Gallantry Development Group, Inc. 5471 Spring Hill Dr. Spring Hill, FL 34606. Not investment Related, Building Spec. Homes, Managing Member, 40 hrs/ mo, 24 hrs/ mo during trading, Buying lots, building spec homes; selling the homes, some sales consulting and project management
(2) SunCoast CPA Group, investment related, 5471 Spring Hill Dr. Spring Hill, FL 34606, CPA Referrals, Contractor, April 2018, 5 hrs/mo all during trading; Currently just a referral relationship and office within SunCoast's offices. In the coming months we may put a partnership together and share compensation.
(3) American Retirement Institute, investment related, 3550 George Busbee Pkwy NW, Kennesaw, GA 30144, Financial Education, Financial Instructor, 4 hrs/ month (zero trade hours). Teaching educational courses.
(4) TAKE POINT WEALTH MANAGEMENT; INVESTMENT RELATED; 5471 SPRING HILL DRIVE, SPRING HILL, FL 34606; INVESTMENT ADVISORY, INSURANCE, TAX PREP; OWNER; STARTED 05/2019; 160 HOURS/MONTH DEVOTED; ALL HOURS DEVOTED DURING SECURITIES TRADING HOURS; OFFER INVESTMENT ADVISORY SERVICES, SALE OF INSURANCE PRODUCTS AND TAX PREPARATION.
CRS (Client Relationship Summary) - RIA
Click below to view Erick J Arnett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 24, 2016 - Present
BROOKSTONE WEALTH ADVISORS, LLC
Office #1: 5327 Commercial Way Suite C-117, Spring Hill, FL 34606Office #2: 801 Broad Street, Brooksville, FL 34601Office #3: 20625 Amberfield Drive, Land O' Lakes, FL 34638Office #4: 109 Ne 4th St, Crystal River, FL 34429Office #5: 5469 Spring Hill Drive, Spring Hill, FL 34606RIA
CRD#: 137658
Spring Hill, FL
Past
November 4, 2015 - March 2, 2016
TRIUMPH WEALTH ADVISORS, INC.
RIA
CRD#: 153175
Spring Hill, FL
Past
July 29, 2013 - March 2, 2016
TAYLOR CAPITAL MANAGEMENT INC.
BD
CRD#: 43559
SPRING HILL, FL
Past
February 12, 2010 - July 18, 2013
DALTON STRATEGIC INVESTMENT SERVICES INC.
BD
CRD#: 23485
SPRING HILL, FL
Past
March 3, 2008 - March 30, 2009
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
SPRING HILL, FL
Past
February 26, 2008 - March 30, 2009
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
SPRING HILL, FL
Past
February 13, 2006 - July 19, 2007
TRUIST INVESTMENT SERVICES, INC.
RIA
CRD#: 17499
BROOKSVILLE, FL
Past
November 2, 2005 - July 19, 2007
TRUIST INVESTMENT SERVICES, INC.
BD
CRD#: 17499
BROOKSVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/24/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
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Company Information
BROOKSTONE WEALTH ADVISORS, LLC
CRD#: 137658Spring Hill, FL 34606TRUST BUT VERIFY
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