Rebecca Reeves
Professional summary
Rebecca Reeves, who also goes by Rebecca Leigh Pursche, Rebecca Leigh Pursche-reeves, Rebecca Pursche-reeves, Rebecca Leigh Reeves, is a registered financial professional currently at ROTH CAPITAL PARTNERS, LLC located in Austin, Texas.
Rebecca is registered as a RR (Registered Representative) and started their career in finance in 2005. Rebecca has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rebecca Reeves's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 31, 2023 - Present
ROTH CAPITAL PARTNERS, LLC
Office #1: 9433 Bee Caves Road Suite 240, Austin, TX 78733June 12, 2019 - January 31, 2023
MKM PARTNERS LLC
June 5, 2018 - June 10, 2019
CANTOR FITZGERALD & CO.
March 1, 2016 - March 1, 2017
STEPHENS
April 4, 2007 - November 4, 2015
COWEN AND COMPANY
April 2, 2007 - April 20, 2007
MORGAN STANLEY & CO. LLC
September 5, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/13/2024)
(2/28/2025)
(1/31/2023)
(2/28/2025)
(6/27/2023)
(2/28/2025)
(2/28/2025)
(5/12/2023)
(2/28/2025)
Exams
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
ROTH CAPITAL PARTNERS, LLC
CRD#: 15407 / SEC#: , 8-32129
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CR FINANCIAL HOLDINGS, INC. | MEMBER | |
| AKDENIZ, NAZAN | COO | 2522215 |
| GUREWITZ, AARON MICHAEL | CO-CHIEF EXECUTIVE OFFICER | 2244273 |
| LAMARCHE, KRISTIN DIANE | CHIEF COMPLIANCE OFFICER | 2582393 |
| MORK, JONATHAN ANDREW | MANAGER | 4349125 |
| PANAGIOTIDIS, ALEX | ROSFP | 4582559 |
| PLATT, RICHARD L | GENERAL COUNSEL | 2059118 |
| ROTH, BYRON CLARENCE | CHAIRMAN/MANAGER | 1768553 |
| ROTH, GORDON JAMES | CHIEF FINANCIAL OFFICER/FINOP/MANAGER | 3167226 |
| ROTH, THEODORE DAVID | VICE CHAIRMAN | 4615931 |
| SHETH, SAGAR ARVIND | CO-CHIEF EXECUTIVE OFFICER | 5209865 |
Disclosures
| Regulatory Event | 16 |
| Arbitration | 12 |
Red Flags
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