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DK

Daniel I. Keh

BELZBERG CAPITAL
Westport, CT 06880
Some features on this profile are disabled
CRD#: 5006977
DK

Professional summary

Daniel I Keh is a registered financial professional currently at BELZBERG CAPITAL located in Westport, Connecticut.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2011. Daniel has worked at 3 firms and has passed the Series 63, Series 7TO, SIE, Series 79 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel I Keh's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 5, 2025 - Present

BELZBERG CAPITAL

Office #1: 55 Post Road West Suite 244, Westport, CT 06880
BD
CRD#: 321600
Westport, CT
Past

April 1, 2020 - January 14, 2025

GUGGENHEIM SECURITIES, LLC

BD
CRD#: 40638
NEW YORK, NY
Past

February 8, 2011 - April 17, 2020

EVERCORE GROUP L.L.C.

BD
CRD#: 42405
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(2/5/2025)
RR
New York
(2/5/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 6/27/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/5/2025
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 2/7/2011
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/27/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

BC
BELZBERG CAPITAL
BELZBERG CAPITAL | BELZBERG CAPITAL LLC

CRD#: 321600 / SEC#: , 8-70948

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
589 Fifth Avenue Suite 1602, New York, NY 10017
Mailing Address
589 Fifth Avenue Suite 1602, New York, NY 10017
Phone number
(212) 390-9591
Established
Delaware since 04/30/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BELZBERG & CO., LLCSOLE MEMBER
CHAN, TAI KWANCHIEF FINANCIAL OFFICER6047617
THEODORIDIS, CHRIS NMNCHIEF COMPLIANCE OFFICER7481212
VAN ITALLIE, JASON MICHAELPRINCIPAL4611534

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BELZBERG CAPITAL

CRD#: 321600Westport, CT 06880

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