Dustin C. Rinaldi

RINALDI WEALTH MANAGEMENT

Bonita Springs, FL 34134

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CRD#: 5006872

Professional summary

Dustin Carl Rinaldi, CFP® is a registered financial advisor currently at RINALDI WEALTH MANAGEMENT, INC. located in Bonita Springs, Florida.

Dustin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Dustin has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

President; Rinaldi Foundation for Financial Education; Investment Related: Yes; An overwhelming number of retirees have limited Social Security incomes with little, if any, savings. Many retirees are living in poverty or at risk for falling into poverty. Making decisions regarding debt, income, or other finances can be daunting without proper information. We provide free educational seminars to help these retirees navigate the complexities of retirement planning. Our goal is to help retirees with limited resources avoid falling into poverty and maximize their retirement income over their lifetime.; Oversee organization. Develop educational materials and provide free educational seminars to help retirees navigate the complexities of retirement planning; 2024-01-01; Hours per month devoted to business during trading hours: 3; Hours per month devoted to business outside trading hours: 3; Percentage of total yearly compensation expected to be derived from the business: 0;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Carl Rinaldi's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

November 23, 2021 - Present

RINALDI WEALTH MANAGEMENT, INC.

Office #1: 24311 Walden Center Drive Suite 100, Bonita Springs, FL 34134

RIA

CRD#: 311583

Bonita Springs, FL

Past

May 22, 2019 - January 19, 2022

IFP SECURITIES, LLC

CRD#: 297287

BONITA SPRINGS, FL

Past

July 1, 2016 - September 25, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

BONITA SPRINGS, FL

Past

May 9, 2014 - January 19, 2022

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

Bonita Springs, FL

Past

May 6, 2014 - May 23, 2019

LPL FINANCIAL LLC

CRD#: 6413

BONITA SPRINGS, FL

Past

October 31, 2011 - May 7, 2014

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

BONITA SPRINGS, FL

Past

September 30, 2011 - May 7, 2014

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BONITA SPRINGS, FL

Past

June 20, 2008 - November 2, 2011

CICCARELLI ADVISORY SERVICES INC

RIA

CRD#: 110904

BONITA SPRINGS, FL

Past

September 13, 2007 - September 30, 2011

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

BONITA SPRINGS, FL

Past

February 15, 2007 - September 30, 2011

FSC SECURITIES CORPORATION

CRD#: 7461

BONITA SPRINGS, FL

Past

January 25, 2006 - February 5, 2007

FIRST HORIZON ADVISORS, INC.

CRD#: 17117

KNOXVILLE, TN

Past

September 27, 2005 - November 11, 2005

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RINALDI WEALTH MANAGEMENT, INC.

CRD#: 311583 / SEC#: 801-122703

RIA

Registered Investment Advisory firm - (11/15/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/23/2021)

IAR

Texas
(2/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/30/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/26/2005

General Securities Representative Examination

Current Firm

RINALDI WEALTH MANAGEMENT, INC.

CRD#: 311583 / SEC#: 801-122703

RIA

Registered Investment Advisory firm - (11/15/2021 Approved)

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Contact information

Main Address

24311 Walden Center Drive Suite 100, Bonita Springs, FL 34134

Mailing Address

Phone number

(239) 444-6111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A & 2B (9/16/2025)

Regulatory assets under management

Total Number of Accounts	1,061
AUM (Assets Under Management)	$ 201,400,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Dustin C. Rinaldi

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dustin Carl Rinaldi's CRS (Customer Relationship Summary).

Certified licenses

Experience

IFP SECURITIES, LLC

LPL FINANCIAL LLC

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

CICCARELLI ADVISORY SERVICES INC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

FIRST HORIZON ADVISORS, INC.

EDWARD JONES

Primary Firm SEC Registration

RINALDI WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/2006

Series 63

Date: 9/30/2005

SIE

Date: 10/1/2018

Series 7

Date: 9/26/2005

Current Firm

RINALDI WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RINALDI WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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