Mary E. Cumberland
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Elizabeth Cumberland, who also goes by Mary E Cumberland, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1976. Mary had worked at 10 firms and has passed the Series 63 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 1990 - November 28, 1994
THE TRADING DESK, INC.
January 22, 1990 - October 31, 1990
KNIBBE FINANCIAL GROUP, INC.
June 19, 1989 - April 20, 1990
UNION EXCHANGE SECURITIES, INCORPORATED
June 28, 1988 - June 9, 1989
MOONEY'S SECURITIES, INC.
April 22, 1988 - June 14, 1988
M.G.S.I. SECURITIES, INC.
April 22, 1988 - June 28, 1988
MORTGAGE GOVERNMENT SECURITIES, INC.
November 6, 1987 - April 19, 1988
VINING-SPARKS SECURITIES, INC.
August 14, 1987 - November 6, 1987
MORTGAGE GOVERNMENT SECURITIES, INC.
January 3, 1986 - October 10, 1987
M.G.S.I. SECURITIES, INC.
April 2, 1979 - March 28, 1985
CARTY, HARDING & HEARN, INC.
October 26, 1977 - April 19, 1979
TRANSAMERICAN SECURITIES, INC.
October 6, 1976 - May 28, 1977
G. WEEKS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 11/21/1976
Registered Principal ExaminationCurrent Firm
THE TRADING DESK, INC.
CRD#: 22908 / SEC#: , 8-39875
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
