Richard P. Seelaus
Professional summary
Richard Paul Seelaus, who also goes by Richard P Seelaus, is a registered financial professional currently at R. SEELAUS & CO., LLC located in Chatham, New Jersey.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1976. Richard has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 52, Series 27, Series 4, Series 24, Series 53 and Series 54FN exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Paul Seelaus's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 1984 - Present
R. SEELAUS & CO., LLC
Office #1: 26 Main Street Suite 300, Chatham, NJ 07928January 30, 2013 - March 10, 2020
SEELAUS ASSET MANAGEMENT, LLC
September 26, 2006 - April 4, 2013
R. SEELAUS & CO., LLC
May 9, 1979 - February 28, 1984
AMERICAN SECURITIES BD CO., L.P.
November 22, 1976 - May 5, 1979
W. H. MELL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/23/1998)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 54FN
Date: 4/14/1984
Municipal Securities Financial and Operations Principal ExaminationFINRA
Current Firm
R. SEELAUS & CO., LLC
CRD#: 14974 / SEC#: 801-68283, 8-31475
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SEELAUS HOLDINGS LLC | OWNER/MEMBER | |
| BRUCIA, JAMES BENEDETTO | CO-HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR | 1281247 |
| GRAVES, LESLIE ANN | CO HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR | 1411769 |
| MITNICK, ANNELIESE NMN | CHIEF EXECUTIVE OFFICER (CEO) | 4862821 |
| MOLCHAN, MAYYA NMN | CHIEF FINANCIAL OFFICER (CFO), FINANCIAL AND OPERATIONS PRINCIPAL ( FINOP) | 5865025 |
| MURRAY III, ALBERT QUENTIN | HEAD OF SALES AND TRADING, MUNICIPAL PRINCIPAL (MP) | 1032639 |
| PAJDAK, KAROLINA NMN | CHIEF COMPLIANCE OFFICER (CCO) | 4491899 |
| SEELAUS, BENJAMIN PATRICK | CHIEF OPERATING OFFICER (COO), REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP) | 4621898 |
| SEELAUS, RICHARD PAUL | CHAIRMAN, | 500660 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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