Lauren Kaye Brekken
Professional Summary
Lauren Kaye Brekken, who also goes by Lauren Kaye Pettit, Lauren Pettit, Lauren Kaye Pettit Brekken, was a registered financial advisor. Lauren was a previously registered financial professional and started their career in finance 2005 - 2012. Lauren had worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Lauren Kaye Pettit, Lauren Pettit, Lauren Kaye Pettit Brekken
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
21 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
U.S. CAPITAL ADVISORS LLC ("USCA") | USCA RIA LLC
Contact Information
Main Address
4444 Westheimer Suite G500, Houston, TX 77027Documents
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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