Gary Lynn Luna
CFP®Professional Summary
Gary Lynn Luna, CFP® is a registered financial advisor currently at DYNAMIC WEALTH ADVISORS located in Surprise, Arizona. Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Gary has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
21 years in the financial services industry
Current & Past Employments
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Current Firm
DYNAMIC WEALTH ADVISORS | DYNAMIC WEALTH MANAGEMENT
Contact Information
Main Address
14749 W. Mountain View Blvd. Suite 144, Surprise, AZ 85374Phone Number
(623) 466-6060# of Employees
4SEC notice filing (10 States and Territories)
Registered to provide investment advisory services in 10 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
792AUM (Assets Under Management)
$193,346,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
DYNAMIC WEALTH ADVISORS | DYNAMIC WEALTH MANAGEMENT
State Registrations and Notice Filings
(1/5/2015)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Feb 2010About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2009About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Gary Lynn Luna's CRS (Customer Relationship Summary).
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