Alexander E. Overstrom
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Edward Cadwell Overstrom, who also goes by Alex Edward Cadwell Overstrom, Alex Overstrom, Alexander E Overstron, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2006. Alexander had worked at 4 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2019 - November 4, 2022
SIXPOINT PARTNERS LLC
January 6, 2016 - September 12, 2019
PNC CAPITAL MARKETS LLC
November 14, 2014 - January 4, 2016
SOLEBURY CAPITAL LLC
September 4, 2006 - July 11, 2014
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
SIXPOINT PARTNERS LLC
CRD#: 146067 / SEC#: , 8-67785
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK NATIONAL ASSOCIATION | PARENT | |
| PUMPHREY, MARY PATRICIA | CHIEF COMPLIANCE OFFICER | 2513345 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
