Robert C. Knode

KNODE WEALTH MANAGEMENT LLC

PLANO, TX

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CRD#: 5006234

Professional summary

Robert Charles Knode, CFP®, who also goes by Bob Knode, Bobby C. Knode, is a registered financial advisor currently at KNODE WEALTH MANAGEMENT LLC located in Plano, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Robert has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Knode | Bobby C. Knode

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Knode Wealth Management LLC: Investment Related; Plano, TX; Insurance Agent; Fixed Insurance Sales; Started 04/2025; Approximately 2 hours spent per month. Knode Wealth Management LLC; Investment Related; Plano, TX; Tax Preparer; Tax preparation services; Started 04/2025; Approximately 2 hours spent per month. Knights of Columbus at St. Mark Catholic Church; Not Investment Related; Plano, TX; Board of Directors, Investment Chairman; Approximately 2 hours spent per month. St. Mark Catholic Church; Not Investment Related; Plano, TX; Church Finance Council; Approximately 3 hours spent per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Charles Knode's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 145871

DALLAS, TX

Past

August 16, 2011 - June 26, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

RICHARDSON, TX

Past

August 16, 2011 - June 26, 2012

LPL FINANCIAL LLC

CRD#: 6413

RICHARDSON, TX

Past

October 26, 2007 - April 20, 2010

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

DALLAS, TX

Past

November 22, 2006 - April 20, 2010

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/1/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2007

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/6/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/2006

General Securities Representative Examination

Current Firm

KNODE WEALTH MANAGEMENT LLC

CRD#: 336114 / SEC#:

Texas

Registered Investment Advisory firm - (7/1/2025 Approved)

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Contact information

Main Address

Plano, TX

Mailing Address

Phone number

(972) 489-3733

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Robert C. Knode

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Charles Knode's CRS (Customer Relationship Summary).

Certified licenses

Experience

KNODE WEALTH MANAGEMENT LLC

QUADCAP WEALTH MANAGEMENT, LLC

EXENCIAL WEALTH ADVISORS

WEAVER WEALTH MANAGEMENT

WEAVER TIDWELL CAPITAL, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2007

SIE

Date: 4/6/2015

Series 7

Date: 11/21/2006

Current Firm

KNODE WEALTH MANAGEMENT LLC

Contact information

Documents

Red Flags

Company Information

KNODE WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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