Joseph P. Degeorge

ADVISORY ADVOCATES

BETTENDORF, IA

Some features on this profile are disabled

CRD#: 5006212

Professional summary

Joseph Parker Degeorge, who also goes by Joseph P Degeorge, is a registered financial advisor currently at ADVISORY ADVOCATES LLC located in Bettendorf, Iowa.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Joseph has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joseph P Degeorge

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Parker Degeorge's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2020 - Present

ADVISORY ADVOCATES LLC

RIA

CRD#: 284100

BETTENDORF, IA

Past

December 20, 2019 - September 30, 2020

INVESTMENT CONSULTING GROUP INC

RIA

CRD#: 106967

DAVENPORT, IA

Past

June 5, 2019 - December 23, 2019

LUMINIST CAPITAL, LLC

RIA

CRD#: 173396

DAVENPORT, IA

Past

April 20, 2016 - December 20, 2019

INNOVATIVE INVESTMENT SOLUTIONS, INC.

RIA

CRD#: 283234

DAVENPORT, IA

Past

September 23, 2014 - April 20, 2016

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

Bettendorf, IA

Past

August 25, 2014 - April 20, 2016

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

Bettendorf, IA

Past

July 28, 2006 - February 26, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

DAVENPORT, IA

Past

July 28, 2006 - February 26, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

DAVENPORT, IA

Past

October 27, 2005 - July 31, 2006

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

GENESEO, IL

Past

September 5, 2005 - July 31, 2006

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

GENESEO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(9/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 4/20/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/25/2014

General Securities Representative Examination

Current Firm

ADVISORY ADVOCATES LLC

ADVISORY ADVOCATES LLC | THE TATLAN GROUP

CRD#: 284100 / SEC#: 801-135477

California

Registered Investment Advisory firm - (5/13/2019 Terminated)

Florida

Registered Investment Advisory firm - (12/23/2019 Terminated)

Indiana

Registered Investment Advisory firm - (5/26/2021 Approved)

Iowa

Registered Investment Advisory firm - (9/24/2020 Approved)

Kentucky

Registered Investment Advisory firm - (11/18/2024 Terminated)

Maryland

Registered Investment Advisory firm - (11/2/2018 Terminated)

Michigan

Registered Investment Advisory firm - (7/25/2016 Approved)

Mississippi

Registered Investment Advisory firm - (12/23/2019 Terminated)

Pennsylvania

Registered Investment Advisory firm - (12/11/2023 Terminated)

Texas

Registered Investment Advisory firm - (10/29/2020 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (11/2/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4981 Cascade Road Suite C, Grand Rapids, MI 49546

Mailing Address

4981 Cascade Road Suite C, Grand Rapids, MI 49546

Phone number

(866) 597-8938

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM BROCHURE - ADV PART 2A (2/2/2026)

Regulatory assets under management

Total Number of Accounts	607
AUM (Assets Under Management)	$ 158,839,967

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

Helena, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

Estero, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joseph P. Degeorge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Parker Degeorge's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORY ADVOCATES LLC

INVESTMENT CONSULTING GROUP INC

LUMINIST CAPITAL, LLC

INNOVATIVE INVESTMENT SOLUTIONS, INC.

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/2014

SIE

Date: 4/20/2016

Series 7

Date: 8/25/2014

Current Firm

ADVISORY ADVOCATES LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISORY ADVOCATES LLC

TRUST BUT VERIFY

Similar Advisors