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Nicholas John Weisert

Nicholas John Weisert

CFP®
46 NORTH FINANCIAL
DENVER, CO
·CRD# 5006159·18 years experience

Professional Summary

Nicholas John Weisert, CFP®, who also goes by Nicholas J Weisert, is a registered financial advisor currently at 46 NORTH FINANCIAL located in Denver, Colorado. Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Nicholas has worked at 6 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nicholas J Weisert

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2020

Years of Experience

18 years in the financial services industry

Current & Past Employments

46 NORTH FINANCIAL·CRD# 338325
RIA
Denver, CO
October 10, 2025 - Present
INTEGRA FINANCIAL, INC.·CRD# 113422
RIA
Greenwood Village, CO
April 24, 2019 - December 17, 2025
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Denver, CO
March 23, 2017 - April 25, 2019
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Denver, CO
February 17, 2017 - April 25, 2019
LPL FINANCIAL LLC·CRD# 6413
RIA
Bigfork, MT
April 26, 2011 - October 12, 2011
LPL FINANCIAL LLC·CRD# 6413
BD
Bigfork, MT
February 9, 2011 - October 12, 2011
PIPER SANDLER & CO.·CRD# 665
BD
San Francisco, CA
August 28, 2006 - August 8, 2008
CASCADIA CAPITAL, LLC·CRD# 101020
BD
Seattle, WA
September 21, 2005 - August 3, 2006

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Current Firm

4N
46 NORTH FINANCIAL

46 NORTH FINANCIAL | WEISERT WEALTH MANAGEMENT, LLC

CRD#: 338325
Colorado
Registered Investment Advisory firm - Colorado (10/10/2025 Approved)
Texas
Registered Investment Advisory firm - Texas (10/17/2025 Conditional Restricted)

Contact Information

Main Address

Denver, CO

Phone Number

(303) 335-9632

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

244

AUM (Assets Under Management)

$60,417,450

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Integra Financial, Inc.; investment related; 5105 DTC PARKWAY SUITE 316 GREENWOOD VILLAGE, CO 80111; Financial Services; Investment Advisor Representative; 04/24/2019; 60-100 hours per month; 40-80 hours during trading hours; Provide investment advisory services.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Colorado
(10/10/2025)
IAR
Texas
(11/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Mar 2017About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Apr 2011About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2011About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2017About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Nicholas John Weisert's CRS (Customer Relationship Summary).

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Nicholas John Weisert
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