Michael Cohen
Professional summary
Michael Cohen is a registered financial advisor currently at COHEN CAPITAL located in Chicago, Illinois.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1971. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 15, Series 5, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Cohen's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2026 - Present
COHEN CAPITAL
Office #1: 303 East Wacker Drive Suite 2103, Chicago, IL 60601February 28, 2014 - January 21, 2026
RAYMOND JAMES & ASSOCIATES, INC.
February 28, 2014 - January 21, 2026
RAYMOND JAMES & ASSOCIATES, INC.
October 29, 1997 - March 19, 2014
J.P. MORGAN SECURITIES LLC
October 28, 1975 - March 19, 2014
J.P. MORGAN SECURITIES LLC
September 12, 1972 - December 5, 1975
BACHE & CO INCORPORATED
June 7, 1971 - October 25, 1972
H. HENTZ & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/22/2026)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 15
Date: 10/30/1985
Foreign Currency Options ExaminationSeries 5
Date: 10/21/1981
Interest Rate Options ExaminationPC
Date: 6/13/1977
AMEX Put and Call ExamSeries 1
Date: 5/19/1971
Registered Representative ExaminationCurrent Firm
COHEN CAPITAL
CRD#: 339112 / SEC#: 801-135124
Contact information
SEC notice filing (3 States and Territories)
Red Flags
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