Ray P. Buckner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ray Patrick Buckner was a registered financial professional .
Ray is a previously registered financial professional and started their career in finance in 2005. Ray had worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2013 - December 31, 2013
CCF INVESTMENTS, INC.
October 31, 2011 - September 5, 2012
PFS INVESTMENTS INC.
August 12, 2005 - September 5, 2012
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CCF INVESTMENTS, INC.
CRD#: 136571 / SEC#: , 8-67027
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
