Alexander Gordon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Gordon was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2005. Alexander had worked at 2 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 24, 2008 - March 23, 2019
SYNTRINSIC INVESTMENT COUNSEL, LLC.
October 10, 2005 - August 29, 2008
UBS FINANCIAL SERVICES INC.
September 26, 2005 - August 29, 2008
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SYNTRINSIC INVESTMENT COUNSEL, LLC.
CRD#: 147978 / SEC#: 801-69510
Contact information
Regulatory assets under management
| Total Number of Accounts | 438 |
| AUM (Assets Under Management) | $ 1,574,772,879 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/08/2023 | ||
| 11/14/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
