Gregory J. Anderson
Professional summary
Gregory J Anderson, CFP®, who also goes by Gregory J Anderson, Gregory James Anderson, Gregory Anderson, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Orlando, Florida and CHARLES SCHWAB & CO., INC. located in Orlando, Florida.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Gregory has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Gregory J Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2013 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810May 28, 2013 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 1991 Summit Park Drive, Orlando, FL 32810May 16, 2011 - May 20, 2013
LPL FINANCIAL LLC
May 16, 2011 - May 20, 2013
LPL FINANCIAL LLC
April 19, 2010 - May 27, 2011
FIFTH THIRD SECURITIES, INC.
April 19, 2010 - May 27, 2011
FIFTH THIRD SECURITIES, INC.
March 20, 2009 - April 9, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
March 20, 2009 - April 9, 2010
AMERIPRISE FINANCIAL SERVICES, LLC
August 22, 2007 - February 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 2, 2007 - February 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 26, 2005 - August 15, 2007
ONEAMERICA SECURITIES, INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2025)
(6/13/2019)
(5/28/2013)
(1/5/2016)
(2/6/2014)
(5/28/2013)
(6/5/2013)
(2/7/2024)
(4/22/2014)
(1/30/2014)
(2/7/2024)
(2/7/2024)
(6/27/2013)
(6/27/2013)
(7/17/2013)
(7/8/2013)
(11/14/2014)
(6/27/2013)
(5/28/2013)
(11/25/2014)
(4/22/2014)
(5/17/2021)
(9/19/2013)
(5/28/2013)
(1/10/2024)
(9/21/2015)
(2/6/2014)
(11/14/2024)
(3/7/2022)
(7/21/2016)
(2/7/2024)
(4/22/2014)
Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
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Company Information
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035Orlando, FL 32810TRUST BUT VERIFY
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