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SS

Srinivasan Sundararajan

STARLIGHT FUNDING INVESTMENTS
Berkeley, CA
Some features on this profile are disabled
CRD#: 5005670
SS
Srinivasan SundararajanSTARLIGHT FUNDING INVESTMENTS

Professional summary

Srinivasan Sundararajan, who also goes by Srini Sundar, Srini Sundararajan, is a registered financial professional currently at STARLIGHT FUNDING INVESTMENTS, LLC located in Berkeley, California.

Srinivasan is registered as a RR (Registered Representative) and started their career in finance in 2005. Srinivasan has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 86, Series 87 and Series 7 exams.

Aliases

Srini Sundar | Srini Sundararajan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Srinivasan Sundararajan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 12, 2025 - Present

STARLIGHT FUNDING INVESTMENTS, LLC

BD
CRD#: 103957
Berkeley, CA
Past

August 8, 2022 - December 14, 2023

PARTNERCAP SECURITIES, LLC

BD
CRD#: 107130
BLUFFTON, SC
Past

April 13, 2021 - September 6, 2022

STARLIGHT FUNDING INVESTMENTS, LLC

BD
CRD#: 103957
BERKELEY, CA
Past

April 17, 2018 - September 30, 2019

STARLIGHT FUNDING INVESTMENTS, LLC

BD
CRD#: 103957
BERKELEY, CA
Past

January 12, 2015 - April 25, 2016

W.R. HAMBRECHT + CO., LLC

BD
CRD#: 45040
SAN FRANCISCO, CA
Past

January 2, 2014 - January 12, 2015

CV BROKERAGE, INC

BD
CRD#: 462
WILLIAMSTOWN, NJ
Past

April 24, 2013 - December 31, 2013

SUMMIT RESEARCH PARTNERS LLC

RIA
CRD#: 162907
MILPITAS, CA
Past

July 2, 2012 - August 10, 2012

THINKEQUITY LLC

BD
CRD#: 44274
SAN FRANCISCO, CA
Past

May 13, 2011 - June 5, 2012

OPPENHEIMER & CO. INC.

BD
CRD#: 249
SAN FRANCISCO, CA
Past

September 22, 2008 - May 2, 2011

BARCLAYS CAPITAL INC.

BD
CRD#: 19714
SAN FRANCISCO, CA
Past

June 23, 2008 - September 22, 2008

LEHMAN BROTHERS INC.

BD
CRD#: 7506
SAN FRANCISCO, CA
Past

January 23, 2007 - June 12, 2008

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
SAN FRANCISCO, CA
Past

December 15, 2005 - January 4, 2007

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
SAN FRANCISCO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(12/12/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/21/2013
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 12/19/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 86
Date: 1/9/2006
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 87
Date: 12/27/2005
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 12/13/2005
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SF
STARLIGHT FUNDING INVESTMENTS, LLC
STARLIGHT FUNDING INVESTMENTS, LLC | STARLIGHT INVESTMENTS, LLC

CRD#: 103957 / SEC#: , 8-52424

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
1307 Bonita Ave, Berkeley, CA 94709
Mailing Address
1307 Bonita Ave, Berkeley, CA 94709
Phone number
(510) 527-6954
Established
Texas since 11/30/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
DAVIS, ALAN KEMPNERSOLE OWNER, CEO, PRESIDENT, CCO4839770
DEMBSKI, MARIAFINOP/CFO3023270
FROIKIN, MURRAY ARTHURCOO5425682

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STARLIGHT FUNDING INVESTMENTS, LLC

CRD#: 103957Berkeley, CA

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