Leland G. Abrams

WYNKOOP LLC

Southampton, NY 11968

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CRD#: 5005616

Professional summary

Leland Gregory Abrams is a registered financial advisor currently at WYNKOOP LLC located in Southampton, New York.

Leland is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Leland has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leland Gregory Abrams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2016 - Present

WYNKOOP LLC

Office #1: 33 Flying Point Rd Ste 205, Southampton, NY 11968

RIA

CRD#: 150018

Southampton, NY

Past

June 2, 2008 - October 14, 2010

UNITED CAPITAL MARKETS, INC.

CRD#: 40980

MIAMI, FL

Past

September 16, 2005 - May 1, 2008

COMMERZ MARKETS LLC

CRD#: 41957

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WYNKOOP LLC

WYNKOOP FINANCIAL | WYNKOOP LLC

CRD#: 150018 / SEC#: 801-113339

RIA

Registered Investment Advisory firm - (5/31/2018 Approved)

Colorado

Registered Investment Advisory firm - (7/19/2023 Terminated)

New York

Registered Investment Advisory firm - (7/19/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/21/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/19/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/15/2005

General Securities Representative Examination

Current Firm

WYNKOOP LLC

WYNKOOP FINANCIAL | WYNKOOP LLC

CRD#: 150018 / SEC#: 801-113339

RIA

Registered Investment Advisory firm - (5/31/2018 Approved)

Colorado

Registered Investment Advisory firm - (7/19/2023 Terminated)

New York

Registered Investment Advisory firm - (7/19/2023 Terminated)

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Contact information

Main Address

5680 Greenwood Plaza Blvd Suite 110, Greenwood Village, CO 80111

Mailing Address

Phone number

(303) 459-7208

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2 - 01_01_2021 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 445,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Leland G. Abrams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leland Gregory Abrams's CRS (Customer Relationship Summary).

Certified licenses

Experience

WYNKOOP LLC

UNITED CAPITAL MARKETS, INC.

COMMERZ MARKETS LLC

Primary Firm SEC Registration

WYNKOOP LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2016

Series 63

Date: 12/19/2005

Series 7

Date: 9/15/2005

Current Firm

WYNKOOP LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WYNKOOP LLC

TRUST BUT VERIFY

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