Christopher J. O'connor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John O'connor was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2006. Christopher had worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2017 - December 31, 2017
O'CONNOR & O'CONNOR, LLP
January 30, 2014 - December 31, 2016
O'CONNOR & O'CONNOR, LLP
June 23, 2010 - December 31, 2013
O'CONNOR & O'CONNOR, LLP
February 24, 2006 - February 9, 2007
CETERA FINANCIAL SPECIALISTS LLC
State Registrations and Notice Filings
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Exams
Current Firm
O'CONNOR & O'CONNOR, LLP
CRD#: 140493 / SEC#:
Contact information
Red Flags
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