Stuart L. Weisbrot
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stuart Leslie Weisbrot was a registered financial professional .
Stuart is a previously registered financial professional and started their career in finance in 1976. Stuart had worked at 11 firms and has passed the Series 63, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2000 - November 2, 2000
JWGENESIS SECURITIES, INC.
December 22, 1998 - March 15, 2000
UBS FINANCIAL SERVICES INC.
June 20, 1994 - December 23, 1998
PRUDENTIAL EQUITY GROUP, LLC
February 26, 1990 - July 7, 1994
CITIGROUP GLOBAL MARKETS INC.
May 3, 1985 - February 28, 1990
J.P. MORGAN SECURITIES LLC
November 30, 1984 - June 18, 1985
RICKEL & ASSOCIATES, INC.
October 26, 1984 - May 23, 1985
EMANUEL MUNICIPAL SECURITIES LTD.
September 13, 1979 - November 7, 1984
EMANUEL AND COMPANY
June 2, 1978 - October 11, 1979
MICHAEL A WEISSER, INC.
April 1, 1977 - July 12, 1978
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
April 6, 1976 - March 4, 1977
HALPERT AND COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JWGENESIS SECURITIES, INC.
CRD#: 33832 / SEC#: , 8-46367
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
| Arbitration | 8 |
Red Flags
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