Roz L. Paige
STRATEGIC ADVISERS LLC | Assistant Branch Leader
INDIANAPOLIS, IN
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CRD#: 5005347
Professional summary
Roz Leann Paige, who also goes by Roz L Ford, Roz Leann Ford, Rozlyn Leann Ford, Roz L Massey, Roz Leann Massey, Roz L Paige, Roz Leanne Paige, Roz Paige, Roz Leann Paige, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Indianapolis, Indiana and FIDELITY BROKERAGE SERVICES LLC located in Sarasota, Florida.
Roz is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Roz has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
Biography
As a Financial Consultant, I'm incredibly proud to lead you towards your journey to wealth planning success. My goal is to empower you to make informed decisions by simplifying the complexities and myths of investing and retirement planning. Through holistic wealth planning, we will partner together to leverage Fidelity's offering and implement personalized strategies tailored to your family's goals.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Roz L Ford | Roz Leann Ford | Rozlyn Leann Ford | Roz L Massey | Roz Leann Massey | Roz L Paige | Roz Leanne Paige | Roz Paige | Roz Leann Paige
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-123117|OrgNmn:Rozlyn Paige & Co. |Org Addr:Indianapol,Indiana,US|OBA Nature:Online Business Management (no|Invst Rel:N|Title:Founder | Online Business Manager|Duties:I am the founder and will lead initial consultations to ensure each client is thoughtfully matched with a member of my team who best aligns wi|StrtDt:|TotHrs/mon:40|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Roz Leann Paige's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
Western Governors University
Bachelor of Business Administration - Finance
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 201 N Cattlemen Rd, Sarasota, FL 34243Office #3: 14405 Clay Terrace Blvd Suite 150, Carmel, IN 46032-3612RIA
CRD#: 104555
INDIANAPOLIS, IN
Current
April 29, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 201 N Cattlemen Rd, Sarasota, FL 34243Office #2: 14405 Clay Terrace Blvd. Suite 150, Carmel, IN 46032BD
CRD#: 7784
Sarasota, FL
Past
May 10, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
INDIANAPOLIS, IN
Past
February 20, 2019 - March 11, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
INDIANAPOLIS, IN
Past
February 20, 2019 - March 11, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
INDIANAPOLIS, IN
Past
June 20, 2017 - February 12, 2019
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Indianapolis, IN
Past
June 13, 2017 - February 12, 2019
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Indianapolis, IN
Past
August 2, 2016 - December 31, 2016
PFS INVESTMENTS INC.
RIA
CRD#: 10111
INDIANAPOLIS, IN
Past
August 1, 2016 - December 31, 2016
PFS INVESTMENTS INC.
BD
CRD#: 10111
INDIANAPOLIS, IN
Past
April 8, 2014 - August 1, 2014
PNC WEALTH MANAGEMENT LLC
RIA
CRD#: 129052
CHICAGO, IL
Past
April 8, 2014 - August 1, 2014
PNC WEALTH MANAGEMENT LLC
BD
CRD#: 129052
CHICAGO, IL
Past
November 9, 2012 - February 27, 2014
U.S. BANCORP INVESTMENTS, INC.
RIA
CRD#: 17868
CHICAGO, IL
Past
July 10, 2012 - February 27, 2014
U.S. BANCORP INVESTMENTS, INC.
BD
CRD#: 17868
CHICAGO, IL
Past
July 6, 2010 - February 9, 2011
EDWARD JONES
BD
CRD#: 250
TEMPE, AZ
Past
August 15, 2007 - June 24, 2010
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ST. LOUIS, MO
Past
September 14, 2005 - July 18, 2007
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2024)
RR
Alaska(1/29/2024)
RR
Arizona(1/5/2024)
RR
Arkansas(1/17/2024)
RR
California(1/5/2024)
RR
Colorado(1/5/2024)
RR
Connecticut(1/5/2024)
RR
Delaware(1/22/2024)
RR
District of Columbia(1/16/2024)
RR
Florida(5/3/2021)
RR
Georgia(1/9/2024)
RR
Hawaii(1/5/2024)
RR
Idaho(1/17/2024)
RR
Illinois(1/17/2024)
RR
Indiana(4/30/2021)
IAR
Indiana(3/31/2025)
RR
Iowa(1/5/2024)
RR
Kansas(1/5/2024)
RR
Kentucky(5/3/2021)
RR
Louisiana(1/5/2024)
RR
Maine(1/9/2024)
RR
Maryland(1/10/2024)
RR
Massachusetts(1/9/2023)
RR
Michigan(1/8/2024)
RR
Minnesota(1/5/2024)
RR
Mississippi(1/12/2024)
RR
Missouri(1/5/2024)
RR
Montana(1/11/2024)
RR
Nebraska(1/5/2024)
RR
Nevada(1/11/2024)
RR
New Hampshire(1/9/2024)
RR
New Jersey(1/5/2024)
RR
New Mexico(1/5/2024)
RR
New York(1/7/2024)
RR
North Carolina(1/11/2024)
RR
North Dakota(1/8/2024)
RR
Ohio(5/13/2025)
RR
Oklahoma(1/8/2024)
RR
Oregon(1/12/2024)
RR
Pennsylvania(1/5/2024)
RR
Puerto Rico(6/4/2025)
RR
Rhode Island(1/5/2024)
RR
South Carolina(1/5/2024)
RR
South Dakota(1/5/2024)
RR
Tennessee(1/9/2024)
RR
Texas(1/10/2022)
IAR
Texas(3/31/2025)
RR
Utah(1/9/2023)
RR
Vermont(1/5/2024)
RR
Virgin Islands(1/9/2024)
RR
Virginia(1/5/2024)
RR
Washington(1/5/2024)
RR
West Virginia(1/17/2024)
RR
Wisconsin(1/9/2024)
RR
Wyoming(1/8/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Assistant Branch LeaderCRD#: 104555Indianapolis, INTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
