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DW

Danny G. Weeks

ESSEX SECURITIES LLC
Jersey City, NJ 07302
Some features on this profile are disabled
CRD#: 500534
DW

Professional summary


Danny Garland Weeks, who also goes by Dan Weeks, is a registered financial professional currently at ESSEX SECURITIES LLC located in Jersey City, New Jersey.

Danny is registered as a RR (Registered Representative) and started their career in finance in 1976. Danny has worked at 21 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 8 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Dan Weeks

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Danny Garland Weeks's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 7, 2023 - Present

ESSEX SECURITIES LLC

Office #1: 95 Christopher Columbus Dr Suite 16-11, Jersey City, NJ 07302
BD
CRD#: 46605
Jersey City, NJ
Past

January 20, 2023 - December 8, 2023

MELVIN SECURITIES, L.L.C.

BD
CRD#: 29767
CHICAGO, IL
Past

January 11, 2021 - January 19, 2023

ESSEX SECURITIES LLC

BD
CRD#: 46605
JERSEY CITY, NJ
Past

November 22, 2019 - February 8, 2021

SAN BLAS SECURITIES LLC

BD
CRD#: 290605
CHICAGO, IL
Past

August 22, 2019 - November 25, 2019

BLAYLOCK VAN, LLC

BD
CRD#: 145317
Atlanta, GA
Past

August 13, 2019 - August 15, 2019

SAN BLAS SECURITIES LLC

BD
CRD#: 290605
CHICAGO, IL
Past

September 20, 2010 - August 15, 2019

IFS SECURITIES

BD
CRD#: 40375
ATLANTA, GA
Past

January 15, 2003 - October 7, 2010

MIDSOUTH CAPITAL, INC.

BD
CRD#: 35039
ATLANTA, GA
Past

August 27, 2001 - January 14, 2003

BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.

BD
CRD#: 13609
CEDAR RAPIDS, IA
Past

July 31, 2001 - August 30, 2001

MUNICIPALTRADE.COM, INC.

BD
CRD#: 47262
ATLANTA, GA
Past

June 7, 2000 - July 10, 2001

TEJAS SECURITIES GROUP, INC.

BD
CRD#: 36705
AUSTIN, TX
Past

February 2, 1996 - May 10, 2000

SOUTHWICK INVESTMENTS, INC.

BD
CRD#: 36127
ATLANTA, GA
Past

May 24, 1995 - November 9, 1995

CREWS & ASSOCIATES, INC.

BD
CRD#: 8052
LITTLE ROCK, AR
Past

August 12, 1994 - June 22, 1995

SOUTHWICK INVESTMENTS, INC.

BD
CRD#: 36127
ATLANTA, GA
Past

March 23, 1994 - September 10, 1994

BELLE HAVEN INVESTMENTS, L.P.

BD
CRD#: 29278
RYE BROOK, NY
Past

August 19, 1993 - February 24, 1994

FIDELITY NATIONAL CAPITAL INVESTORS, INC.

BD
CRD#: 30626
ATLANTA, GA
Past

October 23, 1991 - September 7, 1993

BELLE HAVEN INVESTMENTS, L.P.

BD
CRD#: 29278
RYE BROOK, NY
Past

December 24, 1990 - October 23, 1991

HOLCOMB, STEVENS SECURITIES, INC

BD
CRD#: 22830
Past

June 13, 1990 - July 11, 1990

COMMONWEALTH SECURITIES AND INVESTMENTS, INC.

BD
CRD#: 7399
PITTSBURGH, PA
Past

November 29, 1989 - June 25, 1990

WCMI, INC.

BD
CRD#: 24559
Past

May 5, 1989 - November 21, 1989

A. WEBSTER DOUGHERTY & CO., INCORPORATED

BD
CRD#: 7136
PHILADELPHIA, PA
Past

April 25, 1984 - October 13, 1988

PRESCOTT, BALL & TURBEN, INC.

BD
CRD#: 7656
Past

April 16, 1981 - March 8, 1984

WACHOVIA SECURITIES, INC.

BD
CRD#: 431
Past

May 7, 1980 - April 30, 1981

ARCH W. ROBERTS & CO.

BD
CRD#: 7140
Past

March 4, 1980 - May 3, 1980

WACHOVIA SECURITIES, INC.

BD
CRD#: 431
Past

May 25, 1977 - March 4, 1980

ARCH W. ROBERTS & CO.

BD
CRD#: 7140
Past

August 3, 1976 - May 26, 1977

HENDERSON, FEW & CO.

BD
CRD#: 6977

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(2/27/2024)
RR
Connecticut
(2/27/2024)
RR
Florida
(2/27/2024)
RR
Georgia
(2/27/2024)
RR
Illinois
(3/4/2024)
RR
Michigan
(2/28/2024)
RR
New Jersey
(2/28/2024)
RR
New York
(2/27/2024)
RR
Texas
(2/27/2024)
RR
Virgin Islands
(3/1/2024)
RR
Wisconsin
(2/27/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 7/20/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 10/10/1985
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA

Current Firm


ES
ESSEX SECURITIES LLC
EASTERN POINT DISTRIBUTORS, LLC | INVESTORS MARKETING WHOLESALE SERVICES | INVESTORS MARKETING SERVICES | FIRST ESSEX SECURITIES, LLC. | ESSEX SECURITIES LLC

CRD#: 46605 / SEC#: , 8-51472

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
95 Christopher Columbus Dr Suite 16-11, Jersey City, NJ 07302
Mailing Address
Po Box 3602, Jersey City, NJ 07303-3602
Phone number
(201) 777-7121
Established
Massachusetts since 12/27/1994
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
ES GROUP, INCOWNER
BEATON, DANIEL STEWARTFINOPS4240769
GUPTA, PRAKASHCHIEF EXECUTIVE OFFICER5784605
SHEPETIN, LLOYD ECHIEF COMPLIANCE OFFICER1263121

Disclosures


Regulatory Event3

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ESSEX SECURITIES LLC

CRD#: 46605Jersey City, NJ 07302

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