Norman M. Strell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Norman Morris Strell was a registered financial professional .
Norman is a previously registered financial professional and started their career in finance in 1976. Norman had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 1996 - May 24, 2017
FMSBONDS, INC.
December 20, 1995 - July 22, 1996
MORGAN STANLEY DW INC.
November 4, 1988 - February 6, 1990
LASALLE FINANCIAL SERVICES, INC.
September 11, 1987 - March 30, 1988
ADAMS, BLOCK & COE SECURITIES, INC.
October 24, 1979 - May 6, 1987
FIRST INTERREGIONAL EQUITY CORP.
July 21, 1978 - November 5, 1979
GIBRALTAR SECURITIES CO.
December 5, 1977 - August 10, 1978
KUHNS BROTHERS & LAIDLAW, INC.
July 8, 1976 - October 6, 1977
J. B. HANAUER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FMSBONDS, INC.
CRD#: 7793 / SEC#: , 8-23280
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEINSILVER, PAUL | CHAIRMAN OF THE BOARD | 500389 |
| KLOTZ, JAMES ARNOLD | PRESIDENT | 500438 |
| GUERRISE, MATTHEW ANTHONY | CHIEF COMPLIANCE OFFICER | 2673770 |
| PARKER, ANNE MICHELLE | SROP AND CROP | 2226034 |
| SELIGSOHN, MICHAEL STEVEN | CHIEF OPERATIONS OFFICER, VICE PRESIDENT | 2189850 |
| SWINARSKI, THEODORE ANTHONY | SENIOR VICE PRESIDENT - TRADING SUPERVISOR | 1584451 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
