Patrick F. Perdue
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Francis Perdue, who also goes by Patrick Perdue, was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 2005. Patrick had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 30, 2018 - January 4, 2021
AMERIVET SECURITIES, INC.
March 22, 2013 - May 2, 2018
ACADEMY SECURITIES, INC.
June 5, 2012 - March 15, 2013
PICKWICK CAPITAL PARTNERS, LLC
June 30, 2008 - May 20, 2011
HOULIHAN LOKEY CAPITAL, INC.
April 30, 2007 - July 18, 2008
J.P. MORGAN SECURITIES LLC
September 5, 2005 - April 9, 2007
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERIVET SECURITIES, INC.
CRD#: 34786 / SEC#: , 8-46478
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
