MATTHEW D. ARNOLD

STRATEGIC ADVISERS LLC | Regional Vice President

SPRINGBORO, OH

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CRD#: 5004868

Professional summary

MATTHEW DAVID ARNOLD, who also goes by Matthew D Arnold Mr., Matthew David Arnold, Matthew Arnold, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Springboro, Ohio and FIDELITY BROKERAGE SERVICES LLC located in Cincinnati, Ohio.

MATTHEW is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. MATTHEW has worked at 10 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.

Biography

Matt Arnold is a Regional Vice President at Fisher Investments. He earned his Bachelor’s degree in Finance from Ohio University. Matt joined Fisher Investments in 2020 and has worked in the financial industry since 2007. As Regional Vice President, he can review your current financial situation and investment goals and answer questions about how Fisher Investments may be able to help.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matthew D Arnold Mr. | Matthew David Arnold | Matthew Arnold

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view MATTHEW DAVID ARNOLD's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 3805 Edwards Rd Rookwood Tower Ste 110 & Ste 600, Cincinnati, OH 45209-1900

RIA

CRD#: 104555

SPRINGBORO, OH

Current

May 13, 2024 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 3805 Edwards Rd Rookwood Tower Ste 110 & Ste 600, Cincinnati, OH 45209

CRD#: 7784

CINCINNATI, OH

Past

May 19, 2024 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

CINCINNATI, OH

Past

April 4, 2024 - April 16, 2024

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Cincinnati, OH

Past

April 1, 2024 - April 16, 2024

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

November 22, 2020 - November 20, 2023

FISHER INVESTMENTS

RIA

CRD#: 107342

SPRINGBORO, OH

Past

September 26, 2016 - November 10, 2020

CREATIVE PLANNING

RIA

CRD#: 105348

Cincinnati, OH

Past

December 5, 2013 - September 15, 2016

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

CINCINNATI, OH

Past

December 4, 2013 - September 15, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

CINCINNATI, OH

Past

May 8, 2009 - December 13, 2013

TD AMERITRADE, INC.

RIA

CRD#: 7870

CINCINNATI, OH

Past

May 8, 2009 - December 13, 2013

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

CINCINNATI, OH

Past

April 27, 2009 - December 13, 2013

TD AMERITRADE, INC.

CRD#: 7870

CINCINNATI, OH

Past

February 13, 2008 - May 11, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DAYTON, OH

Past

January 22, 2008 - May 11, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

DAYTON, OH

Past

September 22, 2005 - October 31, 2007

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BLUE ASH, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/5/2024)

Indiana
(5/18/2024)

Kentucky
(5/20/2024)

Ohio
(5/13/2024)

IAR

Ohio
(3/31/2025)

Texas
(10/29/2025)

IAR

Texas
(10/29/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 2/29/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/6/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/29/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/15/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/21/2005

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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MATTHEW D. ARNOLD

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view MATTHEW DAVID ARNOLD's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

FISHER INVESTMENTS

CREATIVE PLANNING

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/29/2024

Series 66

Date: 5/6/2009

Series 7TO

Date: 3/29/2024

SIE

Date: 9/15/2016

Series 7

Date: 9/21/2005

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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