David J. Bluth
Professional summary
David Joshua Bluth is a registered financial professional currently at GLC SECURITIES, LLC located in Denver, Colorado.
David is registered as a RR (Registered Representative) and started their career in finance in 2007. David has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Joshua Bluth's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 29, 2016 - Present
GLC SECURITIES, LLC
Office #1: 1125 17th Street Suite 2340, Denver, CO 80202June 26, 2014 - March 8, 2016
KPMG CORPORATE FINANCE LLC
July 12, 2007 - July 1, 2014
ST. CHARLES CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/29/2016)
(7/29/2016)
(7/29/2016)
Exams
FINRA
Current Firm
GLC SECURITIES, LLC
CRD#: 153581 / SEC#: , 8-68557
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLC ADVISORS & CO. HOLDINGS, LLC | OWNER | |
| BENNINGER, THOMAS MICHAEL | PRINCIPAL | |
| HAN, ABRAHAM T | PRINCIPAL | |
| KINZER, CAROL ANN | FINOP/CFO | 4519471 |
| REYNERTSON, JON SOREN | PRINCIPAL/CEO/CCO |
Red Flags
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