Christopher W. Thinnes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher William Thinnes, who also goes by Chris William Thinnes, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2005. Christopher had worked at 3 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2009 - December 31, 2017
R.B. FINANCIAL GROUP
February 1, 2007 - November 21, 2008
WELLS FARGO CLEARING SERVICES, LLC
February 1, 2007 - November 21, 2008
WELLS FARGO CLEARING SERVICES, LLC
August 16, 2005 - February 1, 2007
ATLAS SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
R.B. FINANCIAL GROUP
CRD#: 132444 / SEC#: 801-63388
Contact information
Regulatory assets under management
| Total Number of Accounts | 55 |
| AUM (Assets Under Management) | $ 13,266,256 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
