John H. Lyon

ROSSBY FINANCIAL

Durham, NC

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CRD#: 5004653

Professional summary

John Haywood Lyon JR, who also goes by John Haywood Lyon, is a registered financial advisor currently at ROSSBY FINANCIAL, LLC located in Durham, North Carolina.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. John has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

Always Fiduciary

Aliases

John Haywood Lyon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Musician. 4614 Carlton Crossing Drive Durham NC 27713. 1/1/2000. Not investment related. Perform for Churches and events and compensated per service/event. 5hrs/monthly, 0hrs during trading 2) HOUSE OF PRAYER MINISTRIES, Roxboro NC 27573, 04/2017. Pastor. NIR, 4hrs/weekly, 0hrs during trading 3) Lyon financial Services. Durham NC 27713. 7/1/2005. Insurance agent/owner. Investment related. 25hrs/weekly, 25hrs/during trading 4) Lyon Financial Services, LLC Durham NC 27713. 9/1/2006. Owner. Investment related, 25/hrs weekly, 25hrs/during trading 5) CIRA 1776 Pleasant Plain Rd Fairfield IA 52556. Advisory Rep of an RIA. 2/6/2018. Investment related. 20hrs/weekly, 20hrs during trading 6) PRESENTER/FACILITATOR, DURHAM, NC, 2/2018, NIR, PRESENT/EDUCATE COMMUNITY ON BUDGETING AND CREDIT REPORTING, 5HRS/MO, 3HRS/TRADING. 7) JOHN LYON JR, Durham NC, 03/2024, Business Consulting, Coaching, NIR, 5 HR/MO - 0 Trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Haywood Lyon JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2026 - Present

ROSSBY FINANCIAL, LLC

RIA

CRD#: 324631

Durham, NC

Past

February 5, 2018 - July 31, 2026

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Durham, NC

Past

February 5, 2018 - June 11, 2025

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Durham, NC

Past

May 4, 2015 - December 31, 2017

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

DURHAM, NC

Past

April 15, 2015 - December 31, 2017

MML INVESTORS SERVICES, LLC

CRD#: 10409

DURHAM, NC

Past

May 10, 2012 - November 21, 2014

NEW ENGLAND SECURITIES

RIA

CRD#: 615

RALEIGH, NC

Past

November 3, 2010 - November 21, 2014

NEW ENGLAND SECURITIES

CRD#: 615

RALEIGH, NC

Past

January 16, 2006 - November 5, 2010

FORESTERS EQUITY SERVICES, INC.

CRD#: 18464

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROSSBY FINANCIAL, LLC

CRD#: 324631 / SEC#: 801-127370

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/19/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/9/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/14/2006

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ROSSBY FINANCIAL, LLC

CRD#: 324631 / SEC#: 801-127370

RIA

Registered Investment Advisory firm - (2/24/2023 Approved)

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Contact information

Main Address

2412 Irwin Street, Melbourne, FL 32901

Mailing Address

Phone number

(321) 209-0111

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ROSSBY WRAP BROCHURE 2025 (3/4/2025)

ROSSBY ADV PART 2A BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	804
AUM (Assets Under Management)	$ 358,627,117

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

John H. Lyon

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Haywood Lyon JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

FORESTERS EQUITY SERVICES, INC.

Primary Firm SEC Registration

ROSSBY FINANCIAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/19/2011

Series 63

Date: 2/9/2006

SIE

Date: 10/1/2018

Series 6

Date: 1/14/2006

Current Firm

ROSSBY FINANCIAL, LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROSSBY FINANCIAL, LLC

TRUST BUT VERIFY

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