David C. Hobbs

HOBBS WEALTH MANAGEMENT

Zionsville, IN 46077

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CRD#: 5004505

Professional summary

David Charles Hobbs, CFP® is a registered financial advisor currently at HOBBS WEALTH MANAGEMENT located in Zionsville, Indiana.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. David has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Currently an IAR at another RIA firm, Wealth Advisory Solutions. I also provide term insurance for existing clients. This insurance activity does not run through the RIA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Charles Hobbs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

March 31, 2023 - Present

HOBBS WEALTH MANAGEMENT

Office #1: 75 N. Main Street, Zionsville, IN 46077

RIA

CRD#: 325374

Zionsville, IN

Past

March 5, 2019 - October 19, 2023

WEALTH ADVISORY SOLUTIONS, LLC

RIA

CRD#: 288903

ZIONSVILLE, IN

Past

July 26, 2018 - March 11, 2019

CHARTER ADVISORY CORPORATION

RIA

CRD#: 113390

INDIANAPOLIS, IN

Past

July 19, 2018 - April 9, 2019

LPL FINANCIAL LLC

CRD#: 6413

INDIANAPOLIS, IN

Past

July 17, 2018 - November 7, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

INDIANAPOLIS, IN

Past

January 21, 2016 - July 13, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

GREENWOOD, IN

Past

January 5, 2016 - July 13, 2018

LPL FINANCIAL LLC

CRD#: 6413

GREENWOOD, IN

Past

April 21, 2008 - January 4, 2016

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HOBBS WEALTH MANAGEMENT

HOBBS WEALTH MANAGEMENT | HOBBS WEALTH MANAGEMENT, LLC

CRD#: 325374 / SEC#: 801-132062

RIA

Registered Investment Advisory firm - (2/28/2025 Approved)

Indiana

Registered Investment Advisory firm - (3/4/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (3/3/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(3/31/2023)

IAR

Louisiana
(4/5/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/11/2016

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/12/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/2016

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/18/2008

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HOBBS WEALTH MANAGEMENT

HOBBS WEALTH MANAGEMENT | HOBBS WEALTH MANAGEMENT, LLC

CRD#: 325374 / SEC#: 801-132062

RIA

Registered Investment Advisory firm - (2/28/2025 Approved)

Indiana

Registered Investment Advisory firm - (3/4/2025 Terminated)

Louisiana

Registered Investment Advisory firm - (3/3/2025 Terminated)

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Contact information

Main Address

75 N. Main Street, Zionsville, IN 46077

Mailing Address

Phone number

(317) 559-2940

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - HOBBS WEALTH MANAGEMENT LLC (3/14/2025)

Regulatory assets under management

Total Number of Accounts	544
AUM (Assets Under Management)	$ 116,547,005

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David C. Hobbs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Charles Hobbs's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH ADVISORY SOLUTIONS, LLC

CHARTER ADVISORY CORPORATION

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

LINCOLN FINANCIAL DISTRIBUTORS, INC.

Primary Firm SEC Registration

HOBBS WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/11/2016

Series 63

Date: 11/12/2007

SIE

Date: 10/1/2018

Series 7

Date: 1/21/2016

Series 6

Date: 4/18/2008

Current Firm

HOBBS WEALTH MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HOBBS WEALTH MANAGEMENT

TRUST BUT VERIFY

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