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JK

Jae W. Kim

CYCLUS WEALTH MANAGEMENT
Fresno, CA
Some features on this profile are disabled
CRD#: 5004453
JK

Professional summary

Jae Wan Kim is a registered financial advisor currently at CYCLUS WEALTH MANAGEMENT located in Fresno, California.

Jae is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jae has worked at 3 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jae Wan Kim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 26, 2013 - Present

CYCLUS WEALTH MANAGEMENT

RIA
CRD#: 168699
Fresno, CA
Past

September 2, 2005 - March 5, 2007

SHEPHERD TRADING LIMITED

BD
CRD#: 39591
ST. FRANCIS, WI
Past

September 2, 2005 - July 6, 2007

RELIANT TRADING

BD
CRD#: 32496
ST. FRANCIS, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/26/2013)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/17/2013
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/1/2005
General Securities Representative Examination

Current Firm

CW
CYCLUS WEALTH MANAGEMENT
CYCLUS WEALTH MANAGEMENT | CYCLUS WEALTH MANAGEMENT, INC.

CRD#: 168699 / SEC#:

California
Registered Investment Advisory firm - (9/26/2013 Approved)
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Contact information

Main Address
Fresno, CA
Mailing Address
Phone number
(415) 937-3437
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts35
AUM (Assets Under Management)$ 24,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CYCLUS WEALTH MANAGEMENT

CRD#: 168699Fresno, CA

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