Jae W. Kim

CYCLUS WEALTH MANAGEMENT

Fresno, CA

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CRD#: 5004453

Professional summary

Jae Wan Kim is a registered financial advisor currently at CYCLUS WEALTH MANAGEMENT located in Fresno, California.

Jae is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. Jae has worked at 3 firms and has passed the Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jae Wan Kim's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2013 - Present

CYCLUS WEALTH MANAGEMENT

RIA

CRD#: 168699

Fresno, CA

Past

September 2, 2005 - March 5, 2007

SHEPHERD TRADING LIMITED

CRD#: 39591

ST. FRANCIS, WI

Past

September 2, 2005 - July 6, 2007

RELIANT TRADING

CRD#: 32496

ST. FRANCIS, WI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/26/2013)

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Exams

State Security Law Exam

IAR

Series 65

Date: 7/17/2013

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 9/1/2005

General Securities Representative Examination

Current Firm

CYCLUS WEALTH MANAGEMENT

CYCLUS WEALTH MANAGEMENT | CYCLUS WEALTH MANAGEMENT, INC.

CRD#: 168699 / SEC#:

California

Registered Investment Advisory firm - (9/26/2013 Approved)

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Contact information

Main Address

Fresno, CA

Mailing Address

Phone number

(415) 937-3437

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 24,000,000

Red Flags

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Jae W. Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jae Wan Kim's CRS (Customer Relationship Summary).

Certified licenses

Experience

CYCLUS WEALTH MANAGEMENT

SHEPHERD TRADING LIMITED

RELIANT TRADING

State Registrations and Notice Filings

Exams

Series 65

Date: 7/17/2013

Series 7

Date: 9/1/2005

Current Firm

CYCLUS WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CYCLUS WEALTH MANAGEMENT

TRUST BUT VERIFY

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