David T. Story

THOMAS STORY AND SON LLC

Plymouth, IN 46563-9374

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CRD#: 5004314

Professional summary

David Thomas Story, AIF®, who also goes by David Story, is a registered financial advisor currently at THOMAS STORY AND SON LLC located in Plymouth, Indiana.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2005. David has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Story

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Thomas Story's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 15, 2009 - Present

THOMAS STORY AND SON LLC

Office #1: 16773 13th Road, Plymouth, IN 46563-9374

RIA

CRD#: 148774

Plymouth, IN

Past

December 20, 2007 - December 11, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DENVER, CO

Past

December 20, 2007 - December 11, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DENVER, CO

Past

August 14, 2006 - September 4, 2007

WILLIAM BLAIR

RIA

CRD#: 1252

CHICAGO, IL

Past

August 14, 2006 - September 4, 2007

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Past

October 28, 2005 - August 15, 2006

J N WHIPPLE INC.

CRD#: 12977

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THOMAS STORY AND SON LLC

CRD#: 148774 / SEC#: 801-69744

RIA

Registered Investment Advisory firm - (12/4/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/9/2020)

IAR

Delaware
(3/8/2018)

IAR

Florida
(7/2/2015)

IAR

Illinois
(5/15/2009)

IAR

Indiana
(6/5/2009)

IAR

Kentucky
(3/9/2020)

IAR

South Carolina
(7/18/2022)

IAR

Texas
(5/18/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/28/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/18/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/27/2005

General Securities Representative Examination

Current Firm

THOMAS STORY AND SON LLC

CRD#: 148774 / SEC#: 801-69744

RIA

Registered Investment Advisory firm - (12/4/2008 Approved)

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Contact information

Main Address

16773 13th Road, Plymouth, IN 46563-9374

Mailing Address

P.o. Box 71, Culver, IN 46511

Phone number

(630) 878-0747

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THOMAS STORY AND SON LLC BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts	159
AUM (Assets Under Management)	$ 308,994,000

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2025	Cover Page	Report
09/03/2024	Cover Page	Report
07/27/2023	Cover Page	Report
10/20/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David T. Story

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Thomas Story's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WILLIAM BLAIR

WILLIAM BLAIR

J N WHIPPLE INC.

Primary Firm SEC Registration

THOMAS STORY AND SON LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/28/2006

Series 63

Date: 11/18/2005

Series 7

Date: 10/27/2005

Current Firm

THOMAS STORY AND SON LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THOMAS STORY AND SON LLC

TRUST BUT VERIFY

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